Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew James BerryLPL Financial LLCSII Investments, Inc.$5005-29-2020
Brianne Leigh IkerdLPL Financial LLCOneAmerica Securities, Inc.02-13-2020
Scott Allen BradtmillerLPL Financial LLCCUSO Financial Services, L.P.01-17-2020
Jami Jean WolsieferLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-06-2020
Dawn Michelle ElmoreLPL Financial LLCAmeriprise Financial Services, LLC11-19-2019
Daniel Alan ShepardLPL Financial LLCAmeriprise Financial Services, LLC11-19-2019
Linda Sue HoffmanLPL Financial LLCEquity Services, Inc.$5010-23-2019
David Edward Waite Jr.LPL Financial LLCEquity Services, Inc.$2510-23-2019
Scott Martin TonkovichLPL Financial LLCCUNA Brokerage Services, Inc.10-14-2019
Charles A. VergaraLPL Financial LLCMidwestern Securities Trading Company, LLC09-30-2019
Steven Mark DaltonLPL Financial LLCSecurities America, Inc.$10008-15-2019
Nathan Wesley PiwowarLPL Financial LLCEdward Jones08-15-2019
Edward Wall OchoaLPL Financial LLCAmeriprise Financial Services, LLC$2506-25-2019
William Dale RobertsonLPL Financial LLCAmeriprise Financial Services, LLC06-17-2019
Stephen T. ReisingLPL Financial LLCWaddell & Reed06-07-2019
John William DeanLPL Financial LLCCFD Investments, Inc.03-01-2019
Keith Harold BlytheLPL Financial LLCSecurities Service Network, LLC01-25-2019
Lawrence David RollandLPL Financial LLCLaSalle St Securities, L.L.C.$2501-15-2019
Bart Richard IrwinLPL Financial LLCLaSalle St Securities, L.L.C.01-15-2019
Tiffany Rae BrumbaughLPL Financial LLCJ.P. Morgan Securities LLC01-14-2019
Justin Malcolm BurseLPL Financial LLCJ.J.B. Hilliard, W.L. Lyons, LLC01-03-2019
Michael Richard LobeckLPL Financial LLCCUNA Brokerage Services, Inc.12-21-2018
Clayton Anderson PyferLPL Financial LLCWells Fargo Clearing Services, LLC12-19-2018
William Lynn BollingerLPL Financial LLCCetera Advisor Networks LLC$7212-04-2018
Thomas Joseph GrypLPL Financial LLCCetera Advisor Networks LLC12-04-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.