Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Craig C HuttonLPL Financial LLCFifth Third Securities, Inc.$10010-09-2020
Andrew S WintersLPL Financial LLCAvantax Investment Services, Inc.06-30-2020
Ian Kenneth ClarkLPL Financial LLCAvantax Investment Services, Inc.06-30-2020
Mark DavisLPL Financial LLCInvestacorp, Inc.06-26-2020
Grant Alan EvansLPL Financial LLCEdward Jones06-19-2020
Matthew James BerryLPL Financial LLCAvantax Investment Services, Inc.05-29-2020
Brianne Leigh IkerdLPL Financial LLCOneAmerica Securities, Inc.02-13-2020
Jami Jean WolsieferLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-06-2020
Danny Joe ClaxtonLPL Financial LLCH. Beck, Inc.$1011-26-2019
David Andrew LaughlinLPL Financial LLCAmeriprise Financial Services, LLC$15011-19-2019
Dawn Michelle ElmoreLPL Financial LLCAmeriprise Financial Services, LLC11-19-2019
Daniel Alan ShepardLPL Financial LLCAmeriprise Financial Services, LLC11-19-2019
Linda Sue HoffmanLPL Financial LLCEquity Services, Inc.$5010-23-2019
David Edward Waite JrLPL Financial LLCEquity Services, Inc.$2510-23-2019
Scott Martin TonkovichLPL Financial LLCCUNA Brokerage Services, Inc.10-14-2019
Charles A VergaraLPL Financial LLCMidwestern Securities Trading Company, LLC09-30-2019
Thomas James Varga JrLPL Financial LLCCadaret, Grant & Co., Inc.$5009-26-2019
Christopher Thomas VargaLPL Financial LLCCadaret, Grant & Co., Inc.09-26-2019
Steven Mark DaltonLPL Financial LLCSecurities America, Inc.$10008-15-2019
Nathan Wesley PiwowarLPL Financial LLCEdward Jones08-15-2019
Melvin JacobsonLPL Financial LLCRaymond James Financial Services, Inc.08-12-2019
Cory Edmond MarlowLPL Financial LLCRaymond James Financial Services, Inc.08-12-2019
Robert James McKeeLPL Financial LLCSagePoint Financial, Inc.$2507-30-2019
William Dale RobertsonLPL Financial LLCAmeriprise Financial Services, LLC06-17-2019
Stephen T ReisingLPL Financial LLCWaddell & Reed06-07-2019
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Showing 1 to 25 of 158 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.