Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Dale RobertsonLPL Financial LLCAmeriprise Financial Services, Inc.06-17-2019
Nate Robert DutkoLPL Financial LLCAmeriprise Financial Services, Inc.$5003-27-2014
Scott Dale CarmonyLPL Financial LLCBroker Dealer Financial Services Corp.10-11-2018
Adam Bernard StrouseLPL Financial LLCCambridge Investment Research, Inc.$1011-08-2012
Jason Wayne BrewingtonLPL Financial LLCCambridge Investment Research, Inc.07-06-2010
Sherri Beabout, David SharpLPL Financial LLCCetera$12010-23-2015
William Lynn BollingerLPL Financial LLCCetera Advisor Networks LLC$7212-04-2018
Thomas Joseph GrypLPL Financial LLCCetera Advisor Networks LLC12-04-2018
Michael Stanley DobrzynskiLPL Financial LLCCetera Advisor Networks LLC11-02-2018
Nelson Roy SchoonLPL Financial LLCCetera Advisor Networks LLC$1010-19-2018
David M. SharpLPL Financial LLCCetera Investment Services LLC10-29-2015
Sherri Renee BeaboutLPL Financial LLCCetera Investment Services LLC10-23-2015
Robert Francis NicholasLPL Financial LLCCetera Investment Services LLC12-04-2012
Kevin Thomas NollLPL Financial LLCCetera Investment Services LLC12-04-2012
Alex Michael KneppLPL Financial LLCCetera Investment Services LLC10-06-2009
Andrew Roller, H. Dewey ThompsonLPL Financial LLCCFD Investments, Inc.$10110-23-2017
Robert William WendlerLPL Financial LLCChase Investment Services Corp.10-29-2012
Douglas Edward BaimLPL Financial LLCCincinnati Analysts, Inc.$1005-17-2010
Michael E. HarperLPL Financial LLCCitigroup Global Markets Inc.05-22-2009
Richard Jay HawkLPL Financial LLCCitigroup Global Markets Inc.$5001-26-2009
Jack PerryLPL Financial LLCCity Securities Corp.$5511-24-2015
Michael Richard LobeckLPL Financial LLCCUNA Brokerage Services, Inc.12-21-2018
Allen Ray StoutLPL Financial LLCCUNA Brokerage Services, Inc.01-30-2012
Bruce Allen EvansLPL Financial LLCCUNA Brokerage Services, Inc.06-16-2009
Terry Roger CoxLPL Financial LLCCUNA Brokerage Services, Inc.06-16-2009
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Showing 1 to 25 of 137 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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