Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

Firm Total Moves

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Net Losses

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffery David FierceLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5001-16-2009
Richard Jay HawkLPL Financial LLCCitigroup Global Markets Inc.$5001-26-2009
Joshua Scott CorwinLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15003-06-2009
Matthew Robert SnivelyLPL Financial LLCCUNA Brokerage Services, Inc.$15005-13-2009
Michael E HarperLPL Financial LLCCitigroup Global Markets Inc.05-22-2009
Stephen E YostLPL Financial LLCEdward Jones$20006-01-2009
Zachary Ryan SchroerLPL Financial LLCWatermark Wealth Management, LLC$2506-02-2009
Raymond Hinyuen MarkLPL Financial LLCChase Investment Services Corp.06-05-2009
Bruce Allen EvansLPL Financial LLCCUNA Brokerage Services, Inc.$4006-16-2009
Jim B WolfLPL Financial LLCCUNA Brokerage Services, Inc.$7206-16-2009
Jerry Lee Cary JrLPL Financial LLCEdward Jones$2506-30-2009
Frederick Gene Mattingly IILPL Financial LLCCetera Investment Services LLC$5010-06-2009
Alex Michael KneppLPL Financial LLCCetera Investment Services LLC10-06-2009
Erich William RaaschLPL Financial LLCINVEST Financial Corporation$5010-21-2009
Kenneth Joseph EllspermannLPL Financial LLCINVEST Financial Corporation11-30-2009
David Wayne GrossnickleLPL Financial LLCINVEST Financial Corporation11-30-2009
Richard Malcolm Fletcher JrLPL Financial LLCINVEST Financial Corporation11-30-2009
Robert Wesley DavidsonLPL Financial LLCINVEST Financial Corporation11-30-2009
Ronald Glen AlthofLPL Financial LLCINVEST Financial Corporation$15011-30-2009
Donald Ray WoehlerLPL Financial LLCINVEST Financial Corporation11-30-2009
Gary David SheltonLPL Financial LLCINVEST Financial Corporation$5011-30-2009
John Patrick WelpLPL Financial LLCINVEST Financial Corporation$15011-30-2009
Jaisuk KimLPL Financial LLCINVEST Financial Corporation11-30-2009
Michael Eddie CarterLPL Financial LLCINVEST Financial Corporation11-30-2009
Larry Joseph GregurashLPL Financial LLCINVEST Financial Corporation$5011-30-2009
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Showing 1 to 25 of 158 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.