Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Bernard StrouseLPL Financial LLCCambridge Investment Research, Inc.$1011-08-2012
Adam ChristnerLPL Financial LLCEdward Jones12-15-2017
Adam Kyle SipesLPL Financial LLCSII Investments, Inc.02-14-2018
Alan Carl BuckLPL Financial LLCNational Planning Corporation$2511-29-2017
Alex Michael KneppLPL Financial LLCCetera Investment Services LLC10-06-2009
Allen Ray StoutLPL Financial LLCCUNA Brokerage Services, Inc.01-30-2012
Andrew David LandgraffLPL Financial LLCInvestment Centers of America, Inc.$5011-29-2017
Andrew Roller, H. Dewey ThompsonLPL Financial LLCCFD Investments, Inc.$10110-23-2017
Andrew SmithLPL Financial LLCEdward Jones$1007-16-2018
Ashley Kae HarberLPL Financial LLCForesters Financial Services, Inc.12-03-2010
Austin James BellLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
Beau M. BrowningLPL Financial LLCSignator Investors, Inc.12-20-2010
Benjamin David HarberLPL Financial LLCForesters Financial Services, Inc.$1012-03-2010
Benjamin Joseph FinanLPL Financial LLCFidelity Brokerage Services LLC08-09-2018
Brian Christopher DoakLPL Financial LLCDavid A. Noyes & Company02-05-2016
Brian E. Van DuynLPL Financial LLCJ.P. Morgan Securities LLC02-23-2015
Brian J. LaciakLPL Financial LLCOneAmerica Securities, Inc.06-23-2016
Bruce Allen EvansLPL Financial LLCCUNA Brokerage Services, Inc.06-16-2009
Charles A. VergaraLPL Financial LLCMidwestern Securities Trading Company, LLC09-30-2019
Charles Peter PileckiLPL Financial LLCMutual Service Corporation09-08-2009
Christina Beth HitchcockLPL Financial LLCFifth Third Securities, Inc.10-20-2017
Christina S. PayneLPL Financial LLCUvest Financial Services Group, Inc.07-05-2011
Christopher Charles KeenLPL Financial LLCRaymond James & Associates, Inc.08-29-2014
Christopher K. DislerLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
Christopher Neal LutzLPL Financial LLCPNC Investments05-12-2017
Next Page »

Showing 1 to 25 of 137 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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