Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alda Maria GoncalvesLincoln Financial Advisors CorporationPrudential Investment Management Services LLC01-09-2020
Kenneth David ManginiLincoln Financial Advisors CorporationVoya Financial Partners, LLC01-07-2020
Angela Elizabeth Roxawn Faridnia-BrummLincoln Financial Advisors CorporationVanguard Marketing Corporation$15008-15-2019
Jayme S SchwartzenburgLincoln Financial Advisors CorporationNorthwestern Mutual Investment Services, LLC07-31-2019
Jordan LauberLincoln Financial Advisors CorporationPrincipal Securities, Inc.03-22-2019
Michelle Lynn WoodLincoln Financial Advisors CorporationLPL Financial LLC$5001-07-2019
Anne Marie CappelLincoln Financial Advisors CorporationGWFS Equities, Inc.11-05-2018
Valerie Josephine StrangeLincoln Financial Advisors CorporationMoney Concepts Capital Corp$2510-09-2018
Richard Thomas MichalkoLincoln Financial Advisors CorporationGWFS Equities, Inc.08-31-2018
Dawn Marie MazzolaLincoln Financial Advisors CorporationVoya Financial Advisors, Inc.08-24-2018
Stephen Andrew FarmerLincoln Financial Advisors CorporationTransamerica Investors Securities Corporation09-20-2017
Jeffrey Todd BrewerLincoln Financial Advisors CorporationTransamerica Investors Securities Corporation08-29-2017
Darren Scott MorganLincoln Financial Advisors CorporationNewport Group Securities, Inc.05-24-2017
Amy Mckie StanleyLincoln Financial Advisors CorporationTransamerica Investors Securities Corporation05-10-2017
Kirk Russell PekrulLincoln Financial Advisors CorporationTransamerica Investors Securities Corporation05-08-2017
Rayna Leigh HolmbergLincoln Financial Advisors CorporationTransamerica Investors Securities Corporation04-27-2017
Brian Allen SimmsLincoln Financial Advisors CorporationVoya Financial Advisors, Inc.04-21-2017
Amy Helen SchulmanLincoln Financial Advisors CorporationEFC Financial Services, LLC04-12-2017
Chelsea Marie ZilingerLincoln Financial Advisors CorporationEquitable Advisors, LLC08-11-2016
Kelly Joseph MaloneLincoln Financial Advisors CorporationJ.P. Morgan Securities LLC10-08-2015
Ryan Jarrett SchaeferLincoln Financial Advisors CorporationEquitable Advisors, LLC12-04-2014
David AresLincoln Financial Advisors CorporationLPL Financial LLC11-17-2014
Brian Matthew EdwardsLincoln Financial Advisors CorporationSpencer Edwards, Inc.06-16-2014
Jeffrey Alan MarwitzLincoln Financial Advisors CorporationAssociated Investment Services, Inc.07-31-2013
Julie Anne KruserLincoln Financial Advisors CorporationPrudential Investment Management Services LLC$2503-15-2012

Showing 1 to 25 of 25 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.