Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amy Helen SchulmanLincoln Financial Advisors CorporationEFC Financial Services, LLC04-12-2017
Amy Mckie StanleyLincoln Financial Advisors CorporationTransamerica Investors Securities Corporation05-10-2017
Danielle Carlene PhillipLincoln Financial Advisors CorporationCetera Advisors LLC04-09-2017
Darren Scott MorganLincoln Financial Advisors CorporationNewport Group Securities, Inc.05-24-2017
Dawn Marie MazzolaLincoln Financial Advisors CorporationVoya Financial Advisors, Inc.08-24-2018
Flor Judith Ortega BolanosLincoln Financial Advisors CorporationLincoln Financial Distributors, Inc.08-06-2018
Julie Anne KruserLincoln Financial Advisors CorporationPrudential Investment Management Services LLC03-15-2012
Kelly Joseph MaloneLincoln Financial Advisors CorporationJ.P. Morgan Securities LLC10-08-2015
Kirk Russell PekrulLincoln Financial Advisors CorporationTransamerica Investors Securities Corporation05-08-2017
Michelle Lynn WoodLincoln Financial Advisors CorporationLPL Financial LLC$5001-07-2019
Rayna Leigh HolmbergLincoln Financial Advisors CorporationTransamerica Investors Securities Corporation04-27-2017
Ryan Jarrett SchaeferLincoln Financial Advisors CorporationAXA Advisors, LLC12-04-2014
Stacy Jean BrueggenLincoln Financial Advisors CorporationNorthwestern Mutual Investment Services, LLC06-25-2018
Stephen Andrew FarmerLincoln Financial Advisors CorporationTransamerica Investors Securities Corporation09-20-2017
Valerie Josephine StrangeLincoln Financial Advisors CorporationMoney Concepts Capital Corp$2510-09-2018
Wilfred Clay HaseltonLincoln Financial Advisors CorporationVALIC Financial Advisors, Inc.06-04-2018

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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