Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott Michael DunlapMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC08-06-2020
Gerardo Lorenzo LinarducciMML Investors Services, LLCHornor, Townsend & Kent, LLC07-14-2020
Charles Michael LawMML Investors Services, LLCFirst Command Brokerage Services, Inc.06-25-2020
Matthew R LiffickMML Investors Services, LLCFirst Allied Securities, Inc.08-16-2019
Robert FreedMML Investors Services, LLCEdward Jones04-02-2019
James Rhees PattonMML Investors Services, LLCTransamerica Financial Advisors, Inc02-26-2019
Brian Michael CoffeyMML Investors Services, LLCNYLIFE Securities LLC01-22-2018
Seth M AttingerMML Investors Services, LLCOneAmerica Securities, Inc.07-25-2017
David W SpeckmanMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC07-12-2017
Steven Stoner SharpMML Investors Services, LLCForesters Financial Services, Inc.02-16-2016
Gary Bruce WoolmanMML Investors Services, LLCSecurian Financial Services, Inc.$2106-17-2014
Shane Dewitt HouserMML Investors Services, LLCSecurian Financial Services, Inc.06-16-2014
Steve M StevensMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-20-2014
Patrick Edward MurrayMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-23-2013
Jamie Allen AsherMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$15010-23-2013
Joseph P KnothMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-23-2013
Kevin Carl GutweinMML Investors Services, LLCNational Planning Corporation$1401-14-2011
Michael Patrick CahillMML Investors Services, LLCLincoln Financial Advisors Corporation02-01-2010
Michael Dean ReedMML Investors Services, LLCNYLIFE Securities LLC09-01-2009
John Stratton HettigerMML Investors Services, LLCEquitable Advisors, LLC05-01-2009

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.