Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Stratton HettigerMML Investors Services, LLCAXA Advisors, LLC$2505-01-2009
Robert FreedMML Investors Services, LLCEdward Jones04-02-2019
Steven Stoner SharpMML Investors Services, LLCForesters Financial Services, Inc.02-16-2016
Michael Patrick CahillMML Investors Services, LLCLincoln Financial Advisors Corporation02-01-2010
Blake A CollinsMML Investors Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-22-2017
Benjamin J. AbrahamMML Investors Services, LLCMetLife Securities Inc.$50003-25-2017
Michael Samuel SchankermanMML Investors Services, LLCMetLife Securities Inc.$10003-25-2017
Christopher Lee ShockleyMML Investors Services, LLCMetLife Securities Inc.$10003-25-2017
Vincent Jude SaulMML Investors Services, LLCMetLife Securities Inc.$4303-25-2017
Gordon Fox Homes Jr.MML Investors Services, LLCMetLife Securities Inc.$2503-25-2017
David Tyson KlausMML Investors Services, LLCMetLife Securities Inc.$2403-25-2017
James Nathan AbelsMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Todd Allen ShuckMML Investors Services, LLCMetLife Securities Inc.03-25-2017
James F. LewisMML Investors Services, LLCMetLife Securities Inc.03-25-2017
David Anthony StowersMML Investors Services, LLCMetLife Securities Inc.03-25-2017
David Lewis Coleman Jr.MML Investors Services, LLCMetLife Securities Inc.03-25-2017
Michael A. BellMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Lottie Ann BarcusMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Bernadette Marie BuckleyMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Steve M StevensMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-20-2014
Jamie Allen AsherMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$15010-23-2013
Patrick Edward MurrayMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-23-2013
Joseph P. KnothMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-23-2013
Christopher John MackenzieMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-05-2012
Brian Michael CoffeyMML Investors Services, LLCNYLIFE Securities LLC01-22-2018
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Showing 1 to 25 of 31 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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