Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew R. LiffickMML Investors Services, LLCFirst Allied Securities, Inc.08-16-2019
Robert FreedMML Investors Services, LLCEdward Jones04-02-2019
Kevin Joseph AnslingerMML Investors Services, LLCNYLIFE Securities LLC07-18-2018
Patrick Whayne BassettMML Investors Services, LLCNYLIFE Securities LLC07-12-2018
Kevin Joseph LaneMML Investors Services, LLCEdward Jones07-06-2018
Ashley Michelle KistlerMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-28-2018
Kurt William HagenmaierMML Investors Services, LLCEdward Jones03-05-2018
Brian Michael CoffeyMML Investors Services, LLCNYLIFE Securities LLC01-22-2018
Blake A CollinsMML Investors Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-22-2017
Seth M. AttingerMML Investors Services, LLCOneAmerica Securities, Inc.07-25-2017
David W. SpeckmanMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC07-12-2017
Edward R. WildermuthMML Investors Services, LLCNYLIFE Securities LLC04-13-2017
Weslee D PhelpsMML Investors Services, LLCCharles Schwab & Co., Inc.07-05-2016
Steven Stoner SharpMML Investors Services, LLCForesters Financial Services, Inc.02-16-2016
Sean Kelley LewisMML Investors Services, LLCTransamerica Financial Advisors, Inc07-09-2015
Donna Lynn PetriMML Investors Services, LLCLincoln Financial Securities Corporation02-10-2015
Wayne Allen PiperMML Investors Services, LLCNYLIFE Securities LLC07-17-2014
Shane Dewitt HouserMML Investors Services, LLCSecurian Financial Services, Inc.06-16-2014
Steve M StevensMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-20-2014
Patrick Edward MurrayMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-23-2013
Joseph P. KnothMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-23-2013
Damon Joseph PhelanMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-06-2012
Christopher John MackenzieMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-05-2012
Jennifer Lynn SissonMML Investors Services, LLCEdward Jones04-04-2011
Kathy Lynn KlingerMML Investors Services, LLCEdward Jones03-01-2011
Next Page »

Showing 1 to 25 of 34 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.