Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matt Burton John CateMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$34806-07-2011
Mary Ellen BackerMerrill Lynch, Pierce, Fenner & Smith IncorporatedHilliard Lyons$17208-15-2014
Jennifer Marie SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedThe Huntington Investment Company09-25-2020
Logan BaileyMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones07-27-2020
Matthew J ParkerMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.05-05-2020
Deanna Rae ConerlyMerrill Lynch, Pierce, Fenner & Smith IncorporatedOneAmerica Securities, Inc.04-07-2020
Landon J FoxMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.11-08-2019
Jason Garrett HullMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.11-01-2019
Matthew Aaron KnoblauchMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$10009-06-2019
Lawrence Wesley TaylorMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC08-30-2019
Ian Michael McCormickMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5006-07-2019
Devin Charles AnthonyMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC06-05-2019
Eric K HallMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC04-29-2019
Nicole Chamberlin McGoffMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmerican Funds Distributors, Inc.10-29-2018
Arec Wayne LigonMerrill Lynch, Pierce, Fenner & Smith IncorporatedForesters Financial Services, Inc.10-25-2018
Elidia Elizabeth AlvarezMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC08-07-2018
Sean Alan BuchanMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC02-20-2018
Kimberly Anne McCaslinMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-05-2017
Tyler William HaireMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC05-08-2017
Debra Jane CurryMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5003-30-2015
William Robert FerrellMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$20403-24-2015
Jacob Daniel StatzMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC02-19-2015
Jerry Charles McMullenMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Advisors Financial Network, LLC$2510-01-2014
Joseph Edward MitchellMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC10-01-2014
Patrick Joseph RhodesMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Advisors Financial Network, LLC10-01-2014
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Showing 1 to 25 of 40 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.