Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John C. GarciaMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$5001-09-2009
Scott Michael KennedyMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$10003-19-2009
Jeffrey Lee BrisbenMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC03-19-2009
Kevin Wayne NiceleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC03-19-2009
James Wagoner PellerMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$10005-08-2009
Edward Joseph VillanyiMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$15006-25-2009
Byron Lee StevensMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.J.B. Hilliard, W.L. Lyons, LLC$1012-07-2009
William Christian CordellMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-15-2010
Leland Scott HorrallMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15008-20-2010
Jeffrey Carl LambMerrill Lynch, Pierce, Fenner & Smith IncorporatedThrivent Investment Management Inc.10-22-2010
Matthew Thomas BurtonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15006-03-2011
Eric Michael BruntonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-03-2011
Matt Burton, John CateMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$34806-07-2011
Bradley Allen WilliamsMerrill Lynch, Pierce, Fenner & Smith IncorporatedFifth Third Securities, Inc.06-28-2013
Sherrie Ann MillsMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$1008-02-2013
Terry Alexander WheelerMerrill Lynch, Pierce, Fenner & Smith IncorporatedInvestors Capital Corp.01-15-2014
Mary Ellen BackerMerrill Lynch, Pierce, Fenner & Smith IncorporatedHilliard Lyons$17208-15-2014
Mary Ellen BackerMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.J.B. Hilliard, W.L. Lyons, LLC$15008-15-2014
Jerry Charles McMullen, Patrick Joseph RhodesMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Advisors Financial Network, LLC$2510-01-2014
Joseph Edward MitchellMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.10-01-2014
Jacob StatzMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC02-19-2015
William Robert FerrellMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$10003-24-2015
Debra Jane CurryMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC03-30-2015
Phillip P. WilliamsMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James Financial Services, Inc.05-16-2016
Tyler William HaireMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.05-08-2017
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Showing 1 to 25 of 31 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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