Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jane Elizabeth DormanMorgan StanleyWells Fargo Clearing Services, LLC$10005-15-2019
David Bolden Graham JrMorgan StanleyWells Fargo Clearing Services, LLC$2512-12-2018
Brian William GuyMorgan StanleyWells Fargo Clearing Services, LLC$10011-08-2018
Luke Michael JudsonMorgan StanleyMutual of Omaha Investor Services, Inc.05-21-2018
Joseph David Copeland JrMorgan StanleyStifel, Nicolaus & Company, Incorporated$10008-17-2017
Benjamin DonathenMorgan StanleyStifel, Nicolaus & Company, Incorporated08-17-2017
Kevin Lee KlingermanMorgan StanleyJ.J.B. Hilliard, W.L. Lyons, LLC$10001-13-2017
Jacqueline Kay ArmstrongMorgan StanleyAmeriprise Financial Services, LLC10-14-2016
Kirk James CrossenMorgan StanleyWells Fargo Clearing Services, LLC$5009-16-2016
Krystin Michele ShermanMorgan StanleyUSAA Financial Advisors, Inc.01-13-2016
Jody Lynn ReinoehlMorgan StanleyInvestment Planners, Inc.$1507-13-2015
Lloyd Frederick McGlincyMorgan StanleyUBS Financial Services Inc.$10006-05-2015
Lebbeus WoodsMorgan StanleyUBS Financial Services Inc.$5303-13-2015
Jason J ZochMorgan StanleyWells Fargo Clearing Services, LLC$25010-24-2014
Liam Nicholas SmithMorgan StanleyMML Investors Services, LLC01-28-2014
Theodore William ByrerMorgan StanleyRaymond James & Associates, Inc.$2511-11-2013
Paul E DanielsMorgan StanleyRaymond James & Associates, Inc.$5011-11-2013
Caleb Thomas QuickMorgan StanleyJ.P. Morgan Securities LLC$1,00005-03-2013
David W RothMorgan StanleyEdward Jones$2502-15-2013
Jill GrossmanMorgan StanleyUBS Financial Services Inc.$10010-12-2012
Terry Philip Cole JrMorgan StanleyUBS Financial Services Inc.$10010-12-2012
Jonathan SpaffordMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$14006-29-2012
Jonathan K SpaffordMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-29-2012
Lisa C LacayoMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2506-29-2012
Sean K SpaffordMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-29-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.