Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Douglas Allen BrackinOneAmerica Securities, Inc.Allstate Financial Services, LLC$1005-09-2019
Wayne Allen PiperOneAmerica Securities, Inc.Allstate Financial Services, LLC$2503-12-2019
Timothy Michael AnneeOneAmerica Securities, Inc.Allstate Financial Services, LLC10-25-2018
Jeremy F. LloydOneAmerica Securities, Inc.Ameriprise Financial Services, LLC09-13-2019
Kenneth Eric FritzOneAmerica Securities, Inc.Ameriprise Financial Services, LLC$5005-22-2019
Yvonne Kathy DeanOneAmerica Securities, Inc.Ameriprise Financial Services, LLC10-30-2018
Clifford Kangsuk KimOneAmerica Securities, Inc.AXA Advisors, LLC$5004-01-2010
David Alan LehuquetOneAmerica Securities, Inc.BBVA Securities Inc.01-23-2017
Tricia L. DraegerOneAmerica Securities, Inc.BMO Harris Financial Advisors, Inc.10-17-2016
David LutzOneAmerica Securities, Inc.Cetera Investment Services LLC09-16-2019
Amy J. RiceOneAmerica Securities, Inc.City Securities Corporation06-22-2012
Nicholas HutchinsOneAmerica Securities, Inc.Edward Jones01-31-2018
Jill A. DaileyOneAmerica Securities, Inc.Edward Jones$1012-11-2017
Dean A. NewellOneAmerica Securities, Inc.Edward Jones01-19-2016
Richard Andrew Stamps Jr.OneAmerica Securities, Inc.Edward Jones04-01-2009
Gustavo Amado Guerrero Jr.OneAmerica Securities, Inc.Fidelity Brokerage Services LLC11-24-2015
Lauren L. XandersOneAmerica Securities, Inc.Fifth Third Securities, Inc.03-13-2017
Mark Stephen DeulleyOneAmerica Securities, Inc.Fifth Third Securities, Inc.07-22-2016
James Jules Davis IIOneAmerica Securities, Inc.Fifth Third Securities, Inc.07-25-2013
Timothy Michael WeishaarOneAmerica Securities, Inc.GWFS Equities, Inc.02-14-2020
Christopher James WhittakerOneAmerica Securities, Inc.GWFS Equities, Inc.01-10-2020
Timothy GraceOneAmerica Securities, Inc.GWN Securities Inc.07-17-2015
William Robert ChesneyOneAmerica Securities, Inc.Hornor, Townsend & Kent, LLC$2511-01-2011
Jeffrey Dow EreksonOneAmerica Securities, Inc.Insphere Securities, Inc.08-26-2009
Mark Christopher SteffenOneAmerica Securities, Inc.J.P. Morgan Securities LLC09-06-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.