Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Andrew Stamps Jr.OneAmerica Securities, Inc.Edward Jones04-01-2009
Jeffrey Paul ReichertOneAmerica Securities, Inc.Natcity Investments, Inc.07-01-2009
Jeffrey Dow EreksonOneAmerica Securities, Inc.Insphere Securities, Inc.08-26-2009
Craig William DemareeOneAmerica Securities, Inc.Oberlin Financial Corp.10-30-2009
Kevin Earl BaldwinOneAmerica Securities, Inc.MML Investors Services, LLC03-01-2010
Clifford Kangsuk KimOneAmerica Securities, Inc.AXA Advisors, LLC04-01-2010
John Michael HarrisOneAmerica Securities, Inc.PNC Investments06-11-2010
John Edward DuffinOneAmerica Securities, Inc.Voya Financial Advisors, Inc.$50010-01-2010
Piper Lynn OlivoOneAmerica Securities, Inc.Prudential Investment Management Services LLC12-15-2010
Eric David SmileyOneAmerica Securities, Inc.PNC Investments$10004-18-2011
William Robert ChesneyOneAmerica Securities, Inc.Hornor, Townsend & Kent, LLC$25011-01-2011
Scott David HendleyOneAmerica Securities, Inc.PNC Investments06-13-2012
Amy Jo RiceOneAmerica Securities, Inc.City Securities Corporation$50006-22-2012
Frederick Dale LarmoreOneAmerica Securities, Inc.OppenheimerFunds Distributor, Inc.10-30-2012
Edward James ThiessenOneAmerica Securities, Inc.ProEquities, Inc.$10011-21-2012
Alnore B DeenOneAmerica Securities, Inc.MML Investors Services, LLC04-04-2013
Ahleah M TagaiOneAmerica Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$25006-04-2013
James Jules Davis IIOneAmerica Securities, Inc.Fifth Third Securities, Inc.$10007-25-2013
Michael James BonnerOneAmerica Securities, Inc.PFS Investments Inc.01-03-2014
Blake Allen HoughtalingOneAmerica Securities, Inc.PNC Investments02-13-2014
Elizabeth L. BetzOneAmerica Securities, Inc.J.P. Morgan Securities LLC02-18-2014
Gerald Wayne Childs Sr.OneAmerica Securities, Inc.Morgan Stanley01-20-2015
Brandon S. WillettOneAmerica Securities, Inc.Pruco Securities, LLC.04-07-2015
Nicole D. TateOneAmerica Securities, Inc.Pruco Securities, LLC.07-07-2015
Timothy GraceOneAmerica Securities, Inc.GWN Securities Inc.07-17-2015
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Showing 1 to 25 of 67 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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