Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew John BalteraRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-04-2020
Christopher Hays MeadorRaymond James & Associates, Inc.Financial Engines Advisors L.L.C.01-31-2020
Erik W WeissRaymond James & Associates, Inc.J.P. Morgan Securities LLC$15009-13-2019
William Lee CardwellRaymond James & Associates, Inc.J.P. Morgan Securities LLC$15009-06-2019
Brandi A DowneyRaymond James & Associates, Inc.J.P. Morgan Securities LLC09-06-2019
Douglas Colby StewartRaymond James & Associates, Inc.Pacific Select Distributors, LLC06-19-2019
Leonard J Boniface JRRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-21-2019
Michael Anthony YakosRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5001-31-2019
Thad L WinterRaymond James & Associates, Inc.ORG Private Advisor Group, LLC01-29-2019
Mark Vincent ObrzutRaymond James & Associates, Inc.J.P. Morgan Securities LLC$15008-03-2018
Nathan D ShieldsRaymond James & Associates, Inc.J.P. Morgan Securities LLC$15008-03-2018
Jackson M StewartRaymond James & Associates, Inc.J.P. Morgan Securities LLC08-03-2018
Lance Allen LydayRaymond James & Associates, Inc.Harbour Wealth Partners, Inc.05-29-2018
Andrew SpearsRaymond James & Associates, Inc.LPL Financial LLC05-16-2018
David Jeffrey HowardRaymond James & Associates, Inc.Investment Centers of America, Inc.$15010-25-2017
Marcia K KamiakRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00008-18-2017
Phillip Logan McAdamsRaymond James & Associates, Inc.J.J.B. Hilliard, W.L. Lyons, LLC$15004-28-2017
Brian Keith LinderRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-03-2017
Bryan Christopher EppersonRaymond James & Associates, Inc.J.J.B. Hilliard, W.L. Lyons, LLC$25010-28-2016
Anthony Louis IacobucciRaymond James & Associates, Inc.MML Investors Services, LLC12-16-2015
Sarah Jane EderRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-08-2015
Jessica Parker NorrisRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC05-22-2015
Patrick Aaron NorrisRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC05-22-2015
Robert Aaron ParkeRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2015
Margaret Mary KimmelRaymond James & Associates, Inc.Legend Consulting LLC.06-23-2014
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Showing 1 to 25 of 52 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.