Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Harold Kenneth ReinkingRaymond James & Associates, Inc.Citigroup Global Markets Inc.01-09-2009
Ruth Ellen SpringerRaymond James & Associates, Inc.Robert W. Baird & Co. Incorporated$5001-16-2009
Joseph Paul GoebelRaymond James & Associates, Inc.Robert W. Baird & Co. Incorporated$2501-16-2009
Ronald Jack Deinlein Jr.Raymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-19-2009
Daniel Frank DavilaRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC03-23-2009
Marc Edward SchultzRaymond James & Associates, Inc.Natcity Investments, Inc.03-31-2009
David John BrandvikRaymond James & Associates, Inc.Citigroup Global Markets Inc.$15005-15-2009
David Robert SlaughterRaymond James & Associates, Inc.Citigroup Global Markets Inc.$10005-15-2009
Ulrich KoenigRaymond James & Associates, Inc.Citigroup Global Markets Inc.$5005-15-2009
William Arlan Gray Jr.Raymond James & Associates, Inc.Citigroup Global Markets Inc.05-15-2009
Scott Alan BaileyRaymond James & Associates, Inc.Citigroup Global Markets Inc.05-15-2009
Shawn Patrick TaylorRaymond James & Associates, Inc.Citigroup Global Markets Inc.05-15-2009
Jana Lynn KastleRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2506-12-2009
Charles Allen HensleyRaymond James & Associates, Inc.Morgan Stanley$15007-02-2009
Theodore M WillerRaymond James & Associates, Inc.Morgan Stanley$15007-02-2009
Scott Lee MingsRaymond James & Associates, Inc.Morgan Stanley$10007-02-2009
Joel Sanford SingerRaymond James & Associates, Inc.Morgan Stanley$5007-24-2009
David Henry NiswongerRaymond James & Associates, Inc.Morgan Stanley$5009-03-2009
Bernard Edward Packard IIRaymond James & Associates, Inc.Morgan Stanley$5009-03-2009
Beverly Ann AinsleyRaymond James & Associates, Inc.Morgan Stanley09-03-2009
William John LukachRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC09-04-2009
Douglas M. MickRaymond James & Associates, Inc.Wells Fargo Investments, LLC09-23-2009
Glen Charles McCormickRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-07-2010
John Michael StollmeyerRaymond James & Associates, Inc.Morgan Stanley$2502-26-2010
David Albert GreenRaymond James & Associates, Inc.Morgan Stanley$5003-12-2010
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Showing 1 to 25 of 52 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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