Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Charles WilliamsRaymond James Financial Services, Inc.Raymond James & Associates, Inc.02-01-2017
Kelli Marie PoppRaymond James Financial Services, Inc.Raymond James & Associates, Inc.02-01-2017
Matthew Robert GrabbeRaymond James Financial Services, Inc.J.J.B. Hilliard, W.L. Lyons, LLC$1008-05-2016
Ronald Ray HodgeRaymond James Financial Services, Inc.Woodbury Financial Services, Inc.04-29-2016
Barbara Calk BraswellRaymond James Financial Services, Inc.Transamerica Financial Advisors, Inc03-18-2016
Walter Michael Niemczura Jr.Raymond James Financial Services, Inc.UBS Financial Services Inc.$1003-04-2016
Jennifer Miller WilkersonRaymond James Financial Services, Inc.Cetera Investment Services LLC$1010-15-2015
Steven Allan CarlockRaymond James Financial Services, Inc.LPL Financial LLC$5005-01-2015
Cory Edmond MarlowRaymond James Financial Services, Inc.Cetera Advisor Networks LLC03-02-2015
Dawn M. Brannon BraunRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$1010-28-2014
Amy Lane BurtonRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$5010-16-2014
Ronald Gene LooneyRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$5010-16-2014
Christopher Alan VosmeierRaymond James Financial Services, Inc.Raymond James & Associates, Inc.10-16-2014
Steven Craig KucharskiRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$1005-09-2014
Sarah Elizabeth BostonRaymond James Financial Services, Inc.VALIC Financial Advisors, Inc.05-06-2013
Jay C. GagneRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$15003-01-2013
Paula Ann GagneRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$10003-01-2013
Gene Edward TruebloodRaymond James Financial Services, Inc.Vero Wealth06-15-2012
Philip Allan Byers Jr.Raymond James Financial Services, Inc.Morgan Stanley10-16-2009
Adam Wade AllenRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5006-19-2009
Jacob Lawrence FedorRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$2506-08-2009
Robert Jerome TaylorRaymond James Financial Services, Inc.Raymond James & Associates, Inc.05-01-2009
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Showing 26 to 47 of 47 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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