Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William David BrutusRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC09-06-2019
Michael Jon EngelstadRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$10008-19-2019
Jodi Ann EngelstadRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$5008-19-2019
Michael Jon EngelstadRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$10008-19-2019
Jodi Ann EngelstadRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$5008-19-2019
Steven A. EngelstadRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$10008-19-2019
Kenneth Eugene RineyRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$8605-24-2019
Marc Edward ChamberlinRaymond James Financial Services, Inc.Edward Jones$5004-12-2019
Nicholas Daniel CombsRaymond James Financial Services, Inc.J.P. Morgan Securities LLC04-01-2019
Gregory Scott ReynoldsRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$15003-18-2019
Bradley Craig BrailRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$2503-18-2019
Michelle Lee GaskillRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC03-18-2019
Easton David MossmanRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC03-18-2019
Peter Timothy UihleinRaymond James Financial Services, Inc.TD Ameritrade, Inc.01-18-2019
Karen Marie LivelyRaymond James Financial Services, Inc.RJ Pohl Advisor Services, Inc.10-18-2018
Elizabeth Ann CorrellRaymond James Financial Services, Inc.David A. Noyes & Company10-08-2018
Brock A. FruthRaymond James Financial Services, Inc.W&S Brokerage Services, Inc.06-25-2018
Joseph Douglas HammonsRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00003-01-2018
Thomas William DavisRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$15010-23-2017
Thomas Lyn FooteRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$10010-23-2017
David Clark ConlonRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$2510-23-2017
Theodore Hubert JarvisRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.10-23-2017
Brian Charles OsnerRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.10-23-2017
Vinya SagiRaymond James Financial Services, Inc.Raymond James & Associates, Inc.10-16-2017
Kathryn Lynn ParkinsRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$5002-01-2017
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Showing 1 to 25 of 47 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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