Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Wade AllenRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$50006-19-2009
Bradley Craig BrailRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC03-18-2019
Brian Charles OsnerRaymond James Financial Services, Inc.Ameriprise Financial Services, LLC10-23-2017
Chad Steven KaufmanRaymond James Financial Services, Inc.Morgan Stanley$1,00002-28-2020
David Clark ConlonRaymond James Financial Services, Inc.Ameriprise Financial Services, LLC$2510-23-2017
Dawn Joella BassettRaymond James Financial Services, Inc.Edward Jones04-24-2019
Denise Halford HolderRaymond James Financial Services, Inc.Sanctuary Securities, Inc.$10004-23-2020
Easton David MossmanRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC03-18-2019
Elizabeth Ann CorrellRaymond James Financial Services, Inc.Sanctuary Securities, Inc.10-08-2018
Eric Richard FeathersRaymond James Financial Services, Inc.LPL Financial LLC$5009-22-2010
Erik WeissRaymond James Financial Services, Inc.JPMorgan Chase & Co.$20009-13-2019
Frank Henry BechererRaymond James Financial Services, Inc.Sanctuary Securities, Inc.04-23-2020
Gregory Scott ReynoldsRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$15003-18-2019
Jacob Lawrence FedorRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$4206-08-2009
Jennifer Miller WilkersonRaymond James Financial Services, Inc.Cetera Investment Services LLC10-15-2015
Jodi Ann EngelstadRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$5008-19-2019
Joseph Douglas HammonsRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC03-01-2018
Karen Marie LivelyRaymond James Financial Services, Inc.RJ Pohl Advisor Services, Inc.10-18-2018
Kelly J RhoadesRaymond James Financial Services, Inc.LPL Financial LLC09-22-2010
Kenneth Eugene RineyRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$8605-24-2019
Lee Eldon CoomlerRaymond James Financial Services, Inc.Morgan Stanley$1,00002-28-2020
Marc Edward ChamberlinRaymond James Financial Services, Inc.Edward Jones$5004-12-2019
Matthew Robert GrabbeRaymond James Financial Services, Inc.J.J.B. Hilliard, W.L. Lyons, LLC08-05-2016
Melinda Joyce KeanRaymond James Financial Services, Inc.Morgan Stanley$15002-28-2020
Michael Jon EngelstadRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$10008-19-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.