Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William David BrutusRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC09-06-2019
Nicholas Daniel CombsRaymond James Financial Services, Inc.J.P. Morgan Securities LLC04-01-2019
Michelle Lee GaskillRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC03-18-2019
Easton David MossmanRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC03-18-2019
Peter Timothy UihleinRaymond James Financial Services, Inc.TD Ameritrade, Inc.01-18-2019
Karen Marie LivelyRaymond James Financial Services, Inc.RJ Pohl Advisor Services, Inc.10-18-2018
Elizabeth Ann CorrellRaymond James Financial Services, Inc.Sanctuary Securities, Inc.10-08-2018
Brock A. FruthRaymond James Financial Services, Inc.W&S Brokerage Services, Inc.06-25-2018
Theodore Hubert JarvisRaymond James Financial Services, Inc.Ameriprise Financial Services, LLC10-23-2017
Brian Charles OsnerRaymond James Financial Services, Inc.Ameriprise Financial Services, LLC10-23-2017
Darlene Kay ParadiseRaymond James Financial Services, Inc.Fifth Third Securities, Inc.10-18-2016
Ronald Ray HodgeRaymond James Financial Services, Inc.Woodbury Financial Services, Inc.04-29-2016
Barbara Calk BraswellRaymond James Financial Services, Inc.Transamerica Financial Advisors, Inc03-18-2016
Joseph David StaffordRaymond James Financial Services, Inc.MML Investors Services, LLC05-01-2015
Cory Edmond MarlowRaymond James Financial Services, Inc.Cetera Advisor Networks LLC03-02-2015
Kevin Gene AddingtonRaymond James Financial Services, Inc.LPL Financial LLC02-17-2015
Sarah Elizabeth BostonRaymond James Financial Services, Inc.VALIC Financial Advisors, Inc.05-06-2013
Erin Lee MuttonRaymond James Financial Services, Inc.Lincoln Financial Advisors Corporation09-20-2012
Nathan Kendrick McCrillisRaymond James Financial Services, Inc.PNC Investments09-20-2012
Gene Edward TruebloodRaymond James Financial Services, Inc.Vero Wealth06-15-2012
Heidi Wetzel HargisRaymond James Financial Services, Inc.VALIC Financial Advisors, Inc.05-07-2012
Brendan Todd NormanRaymond James Financial Services, Inc.Nationwide Investment Services Corporation05-19-2011
Douglas Dennis ZeidlerRaymond James Financial Services, Inc.PNC Investments10-07-2010
Randy Earl VoightRaymond James Financial Services, Inc.Edward Jones04-01-2010
Philip Allan Byers Jr.Raymond James Financial Services, Inc.Morgan Stanley10-16-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.