Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Claybourne FrakesSanctuary Securities, Inc.UBS Financial Services Inc.09-18-2020
Celeste Reyes LunaSanctuary Securities, Inc.UBS Financial Services Inc.09-18-2020
Darren Craig HillSanctuary Securities, Inc.Morgan Stanley$5009-10-2020
Joshua Canaan Freeman SrSanctuary Securities, Inc.International Assets Advisory, LLC07-17-2020
Liliana Zorrilla KaufmannSanctuary Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-11-2019
Michelle Lynn LaycockSanctuary Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-18-2019
Vincent Joseph Fertitta JrSanctuary Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5007-01-2019
Brooke Vonise MaySanctuary Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5006-14-2019
Elizabeth Emmert EvansSanctuary Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-14-2019
James J Otley JRSanctuary Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-12-2019
Martin Wayne RiceSanctuary Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5009-28-2018
Beau Mccoy BarrettSanctuary Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-28-2018
Michael Reed MyersSanctuary Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5009-14-2018
Henri Joseph BonneSanctuary Securities, Inc.Raymond James & Associates, Inc.$5004-10-2018
Lisa Kay GrimesSanctuary Securities, Inc.Wells Fargo Clearing Services, LLC$15011-18-2016
Brian Forrest CookeSanctuary Securities, Inc.Wells Fargo Clearing Services, LLC$15011-18-2016
Kevin Lee McCurdySanctuary Securities, Inc.Wells Fargo Clearing Services, LLC$15011-18-2016
John Christopher CookeSanctuary Securities, Inc.Wells Fargo Clearing Services, LLC$1,00011-10-2016
Stephen Edward BishopSanctuary Securities, Inc.City Securities Corporation$15007-22-2016
William Shawn WoodwardSanctuary Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-13-2009

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.