Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Francis LakeSecurities America, Inc.UBS Financial Services Inc.$5006-05-2009
Gina Marie Van BarenSecurities America, Inc.Harbour Investments, Inc.$1011-17-2010
Joseph David GastaldiSecurities America, Inc.Lakeside Wealth Management Group, LLC10-15-2013
Daniel B. ChancellorSecurities America, Inc.LPL Financial LLC$1012-20-2013
Thomas Matthew GettySecurities America, Inc.Ameritas Investment Company, LLC02-27-2015
Steven Mark DaltonSecurities America, Inc.Dalton Strategic Investment Services Inc.04-13-2015
Ian C. DickSecurities America, Inc.Fintegra, LLC07-31-2015
Lynn Ray FiselSecurities America, Inc.Fintegra, LLC$15009-25-2015
Brian Eugene MartinSecurities America, Inc.CFG Wealth Management Services Inc12-21-2015
Edward Anthony BailsSecurities America, Inc.Private Advisor Group, LLC$15006-30-2016
Matthew LonglandSecurities America, Inc.Cetera Advisors LLC08-02-2016
Kristina Murphy EnglishSecurities America, Inc.Martin Financial Group, LLC09-16-2016
Brady J HallSecurities America, Inc.J.J.B. Hilliard, W.L. Lyons, LLC12-06-2016
Derek Moises RobertsonSecurities America, Inc.Aurora Securities09-22-2017
Jerry Robert HendrixSecurities America, Inc.Aurora Securities$2509-22-2017
Jay Barrett BarclaySecurities America, Inc.National Planning Corporation$2510-18-2017
Bradley William WernerSecurities America, Inc.National Planning Corporation$110-19-2017
Carmen Nereida WernerSecurities America, Inc.National Planning Corporation10-19-2017
Donald Max BarronSecurities America, Inc.National Planning Corporation10-20-2017
Michael P. McCormickSecurities America, Inc.National Planning Corporation10-20-2017
William Poe Jr.Securities America, Inc.National Planning Corporation10-23-2017
Ronald Stephen RaderSecurities America, Inc.National Planning Corporation$2510-30-2017
Corey Donald RobertsSecurities America, Inc.National Planning Corporation11-06-2017
Steven C BodineSecurities America, Inc.Cetera Advisors LLC09-28-2018
Michael Robert FarrSecurities America, Inc.Lincoln Financial Securities Corporation$10011-15-2018
Next Page »

Showing 1 to 25 of 27 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.