Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Francis LakeSecurities America, Inc.UBS Financial Services Inc.06-05-2009
Gina Marie Van BarenSecurities America, Inc.Harbour Investments, Inc.$10011-17-2010
Joseph David GastaldiSecurities America, Inc.Lakeside Wealth Management Group, LLC10-15-2013
Daniel B ChancellorSecurities America, Inc.LPL Financial LLC$10012-20-2013
Thomas Matthew GettySecurities America, Inc.Ameritas Investment Corp.02-27-2015
STEVEN MARK DALTONSecurities America, Inc.Dalton Strategic Investment Services Inc.$10004-13-2015
Bruce Allen PattersonSecurities America, Inc.Fintegra, LLC07-16-2015
Kurt Alan GutmanSecurities America, Inc.Fintegra, LLC$10007-23-2015
Gerald T LenckeSecurities America, Inc.Fintegra, LLC$50007-23-2015
Michael Howard SimpsonSecurities America, Inc.Fintegra, LLC07-27-2015
James Joseph BobosSecurities America, Inc.Fintegra, LLC07-27-2015
Thaddeus Andre MajerekSecurities America, Inc.Fintegra, LLC$10007-31-2015
Ian C DickSecurities America, Inc.Fintegra, LLC07-31-2015
Lynn Ray FiselSecurities America, Inc.Fintegra, LLC$15009-25-2015
Brian Eugene MartinSecurities America, Inc.CFG Wealth Management Services Inc$25012-21-2015
Edward Anthony BailsSecurities America, Inc.Private Advisor Group, LLC$15006-30-2016
Matthew Brent LonglandSecurities America, Inc.Cetera Advisors LLC$10008-02-2016
Kristina Murphy EnglishSecurities America, Inc.Martin Financial Group, LLC09-16-2016
Brady James HallSecurities America, Inc.J.J.B. Hilliard, W.L. Lyons, LLC12-06-2016
Jerry Robert HendrixSecurities America, Inc.Aurora Securities$25009-22-2017
Derek Moises RobertsonSecurities America, Inc.Aurora Securities09-22-2017
Jay Barrett BarclaySecurities America, Inc.National Planning Corporation$25010-18-2017
Bradley William WernerSecurities America, Inc.National Planning Corporation$50010-19-2017
Carmen Nereida WernerSecurities America, Inc.National Planning Corporation10-19-2017
Donald Max BarronSecurities America, Inc.National Planning Corporation10-20-2017
Next Page »

Showing 1 to 25 of 34 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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