Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christine Nicole SwindellStifel, Nicolaus & Company, IncorporatedCharles Schwab & Co., Inc.08-31-2020
Brad John PoloStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00007-31-2020
Stephen Alan BottomleyStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC06-22-2020
Paul Bradley ChurchStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5006-22-2020
Daniel Joseph BottomleyStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC06-22-2020
Jamie B Ratner RichStifel, Nicolaus & Company, IncorporatedJ.P. Morgan Securities LLC$2504-13-2020
Montgomery Howard MeeksStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00001-03-2020
Brad A RansomStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$2501-03-2020
William Jefferson MillerStifel, Nicolaus & Company, IncorporatedJ.P. Morgan Securities LLC07-05-2019
Michael John WitousStifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.$2,00004-11-2018
Brandt James HakansonStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$5011-01-2017
William KoriathStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$6007-11-2017
William Gust Koriath JrStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$15007-07-2017
Darren Taylor GrayStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$15006-08-2016
Brad Lee FromanStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$2505-27-2016
Theodore James SturgesStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.01-26-2015
Thomas Andrew RuderStifel, Nicolaus & Company, IncorporatedEdward Jones$27201-21-2015
David Jay RaabeStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.04-24-2014
Charles Jeffery MarlattStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$15003-07-2014
Kent Robert HuntoonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5010-11-2013
Eli GlazerStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$15006-21-2013
William Dall MarohnStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$15006-21-2013
Victor Francis Russo JrStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5006-21-2013
Elizabeth N BorgerStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$15006-21-2013
Brian Zachary BorgerStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$11906-21-2013
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Showing 1 to 25 of 39 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.