Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul Christopher DietzStifel, Nicolaus & Company, IncorporatedCity Securities Corporation02-28-2017
John Dwight Peterson IIIStifel, Nicolaus & Company, IncorporatedCity Securities Corporation02-28-2017
David Christopher JohnsonStifel, Nicolaus & Company, IncorporatedCity Securities Corporation02-28-2017
John Frederick WhitakerStifel, Nicolaus & Company, IncorporatedCity Securities Corporation02-28-2017
Shawn Allen SabauStifel, Nicolaus & Company, IncorporatedCity Securities Corporation02-28-2017
Michael Lee RoseStifel, Nicolaus & Company, IncorporatedCity Securities Corporation02-28-2017
Chad Robert KellerStifel, Nicolaus & Company, IncorporatedCity Securities Corporation02-28-2017
Elisha D. PorterfieldStifel, Nicolaus & Company, IncorporatedCity Securities Corporation02-28-2017
Andrea L. BlassarasStifel, Nicolaus & Company, IncorporatedCity Securities Corporation02-28-2017
Lauren Ann WoodStifel, Nicolaus & Company, IncorporatedCity Securities Corporation02-28-2017
Jeffrey Alan BannonStifel, Nicolaus & Company, IncorporatedCity Securities Corporation02-28-2017
Randall Kent MinasStifel, Nicolaus & Company, IncorporatedCity Securities Corporation02-28-2017
Robert Dwight RavensbergStifel, Nicolaus & Company, IncorporatedCity Securities Corporation02-28-2017
Darren Taylor GrayStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.06-08-2016
Elizabeth N. BorgerStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC06-21-2013
Robert Louis LauerStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC10-18-2012
Robert Max Decker Jr.Stifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, Inc.09-03-2009
Roy Kevin WilliamsStifel, Nicolaus & Company, IncorporatedMorgan Stanley06-17-2009
Rita J. FultzStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC06-04-2009
Brian Howard JacobsonStifel, Nicolaus & Company, IncorporatedCity Securities Corporation$1002-28-2017
Richard David StraubStifel, Nicolaus & Company, IncorporatedCity Securities Corporation$1002-28-2017
Timothy Joseph ParkerStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1010-18-2012
Teia Elaine SebreeStifel, Nicolaus & Company, IncorporatedCity Securities Corporation$2502-28-2017
Gregory James MatthewsStifel, Nicolaus & Company, IncorporatedCity Securities Corporation$2502-28-2017
Brad Lee FromanStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$2505-27-2016
Next Page »

Showing 1 to 25 of 57 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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