Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel Jay CohenThurston Springer FinancialNations Financial Group, Inc.07-24-2020
Jeannette Ann AdcockThurston Springer FinancialSanctuary Securities, Inc.06-17-2020
Alan Robert PriceThurston Springer FinancialEdward Jones04-24-2020
James Fyfe Walker JrThurston Springer FinancialLPL Financial LLC03-06-2020
Douglas Mark BehrmannThurston Springer FinancialValeo Financial Advisors, LLC11-01-2019
John Matthew KerrThurston Springer FinancialEdward Jones$5008-02-2019
Mark William DamerThurston Springer FinancialSanctuary Advisors, LLC$1007-08-2019
Daniel MaloneyThurston Springer FinancialEdward Jones06-26-2019
Kevin Michael McDougallThurston Springer FinancialSanctuary Securities, Inc.$15005-31-2019
Scott Malcolm WhartonThurston Springer FinancialMML Investors Services, LLC05-23-2019
Pauletta M RistThurston Springer FinancialAmeriprise Financial Services, LLC05-23-2019
Paul Edward BaldassariThurston Springer FinancialSummit Brokerage Services, Inc.01-31-2019
Maryann Ann DiamondThurston Springer FinancialEdward Jones$2512-18-2018
Joseph Randall WesleyThurston Springer FinancialSanctuary Securities, Inc.$5008-25-2018
Donald Edgar Bates JrThurston Springer FinancialSanctuary Advisors, LLC$10008-24-2018
Christopher R EsserThurston Springer FinancialEdward Jones$2507-25-2018
Paul William MuransThurston Springer FinancialUBS Financial Services Inc.10-23-2017
Greg William WinterThurston Springer FinancialBroad Street Capital Markets, LLC09-07-2017
James Robert Endicott JrThurston Springer FinancialBroad Street Capital Markets, LLC09-07-2017
Sean Kelley LewisThurston Springer FinancialMML Investors Services, LLC08-25-2016
Jenna Lynn SpurrierThurston Springer FinancialWaddell & Reed06-02-2016
Jon Keith StuckerThurston Springer FinancialRBC Capital Markets, LLC06-01-2016
Robert James Caplinger JrThurston Springer FinancialSA Stone Wealth Management Inc.01-21-2016
Todd Alan SpilleThurston Springer FinancialSA Stone Wealth Management Inc.$1501-21-2016
Myles Grant HartwigThurston Springer FinancialEdward Jones$10002-10-2015
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Showing 1 to 25 of 33 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.