Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bradley Louis RozemaThurston Springer FinancialWells Fargo Clearing Services, LLC08-25-2014
Christopher Scott BarthelThurston Springer FinancialPrivate Client Services, LLC02-27-2015
Daniel Leland ChiddisterThurston Springer FinancialGirard Securities, Inc.12-11-2012
Daniel MaloneyThurston Springer FinancialEdward Jones06-26-2019
Donald Edgar Bates Jr.Thurston Springer FinancialSanctuary Advisors, LLC$10008-24-2018
Greg William WinterThurston Springer FinancialBroad Street Capital Markets, LLC09-07-2017
James Marion GarrisonThurston Springer FinancialH. Beck, Inc.$1009-25-2014
James Robert Endicott Jr.Thurston Springer FinancialBroad Street Capital Markets, LLC09-07-2017
Jenna Lynn SpurrierThurston Springer FinancialWaddell & Reed$15006-02-2016
Jon Keith StuckerThurston Springer FinancialRBC Capital Markets, LLC$10006-01-2016
Joseph Randall WesleyThurston Springer FinancialDavid A. Noyes & Company$5008-25-2018
Kevin Michael McDougallThurston Springer FinancialDavid A. Noyes & Company$15005-31-2019
Lisa Louise LauriaThurston Springer FinancialPlanned Investment Co., Inc.01-17-2013
Lynn Dennis MoellerThurston Springer FinancialWells Fargo Clearing Services, LLC04-20-2009
Maryann Ann DiamondThurston Springer FinancialEdward Jones12-18-2018
Matthew Raymond DoeringThurston Springer FinancialEdward Jones$2502-15-2019
Myles Grant HartwigThurston Springer FinancialEdward Jones$10002-10-2015
Paul William MuransThurston Springer FinancialUBS Financial Services Inc.$10010-23-2017
Pauletta M. RistThurston Springer FinancialAmeriprise Financial Services, Inc.05-23-2019
Philip E. Lavelle Jr.Thurston Springer FinancialNew England Securities08-30-2013
Robert James Caplinger Jr.Thurston Springer FinancialSA Stone Wealth Management Inc.$1401-21-2016
Roger Lee Flueckiger Jr.Thurston Springer FinancialSecurities Service Network, LLC02-21-2014
Scott Malcolm WhartonThurston Springer FinancialMML Investors Services, LLC05-23-2019
Sean Kelley LewisThurston Springer FinancialMML Investors Services, LLC08-25-2016
Timothy R SteffenThurston Springer FinancialLPL Financial LLC$1004-25-2014
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Showing 1 to 25 of 26 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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