Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adrienne J HartUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1003-01-2019
Beau Beau HartUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-01-2019
James Charles SchillaciUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$111-30-2017
Darin Lee EtchisonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10004-29-2016
Jason Anthony MurdockUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10004-29-2016
Peter Gerard Gundy Sr.UBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10004-29-2016
Rachel E OrlandoUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10004-29-2016
Aimee Joanne DavisUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10004-01-2016
Daniel Douglas ArnoldUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$6004-01-2016
Darren Taylor GrayUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-01-2016
William Matthew ShinnUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5004-01-2016
Jason Wendell RaspUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5012-04-2015
Scott A MetzingerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15012-04-2015
Thaddeus M EckerleUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-04-2015
Chad Allan McculloughUBS Financial Services Inc.PNC Investments$7506-30-2015
Kelly Christine ArensmanUBS Financial Services Inc.Calamos Financial Services LLC09-25-2014
Hannah Kim BotkinUBS Financial Services Inc.J.P. Morgan Securities LLC08-06-2014
Andrew James CornellUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5002-21-2014
Steven Michael YoungUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15001-02-2014
Frank Joseph Esposito Jr.UBS Financial Services Inc.J.P. Morgan Securities LLC07-05-2013
Matthew Mcclure GreenUBS Financial Services Inc.J.P. Morgan Securities LLC$5007-05-2013
Stockton Morgan SchultzUBS Financial Services Inc.Morgan Stanley$15004-01-2013
Andrew Kyle FairmanUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-20-2013
Tanya Antoinette WilsonUBS Financial Services Inc.PNC Investments09-06-2011
Paul William MuransUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-11-2011
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Showing 1 to 25 of 32 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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