Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard S FarkasUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-16-2009
David Walter BartzUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
Brendon Christopher HarbronUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
Daniel Paul ChillemiUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
John H ReddingtonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5001-23-2009
Raymond Samuel ByersUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-29-2009
Gregory Joseph HabigUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-30-2009
Jennifer H ReidUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2501-30-2009
John Mark DesantisUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-27-2009
Frank Esposito Matthew GreenUBS Financial Services Inc.JPMorgan Chase & Co.$1,20003-07-2013
Stockton Morgan SchultzUBS Financial Services Inc.Morgan Stanley$15004-01-2013
Matthew M GreenUBS Financial Services Inc.J.P. Morgan Securities LLC$5007-05-2013
Steven Michael YoungUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15001-02-2014
Andrew James CornellUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5002-21-2014
Hannah Kim ThienemanUBS Financial Services Inc.J.P. Morgan Securities LLC08-06-2014
Chad Allan McculloughUBS Financial Services Inc.PNC Investments06-30-2015
Kristin Lee PopovicUBS Financial Services Inc.Morgan Stanley07-02-2015
Jason Wendell RaspUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-04-2015
Scott A MetzingerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15012-04-2015
Thaddeus M EckerleUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-04-2015
Aimee Joanne DavisUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10004-01-2016
Daniel Douglas ArnoldUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$6004-01-2016
William Matthew ShinnUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5004-01-2016
Peter Gerard Gundy SrUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-29-2016
Darin Lee EtchisonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-29-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.