Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul Alan NorcrossWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$5004-12-2019
Troy Victor HartmanWells Fargo Advisors Financial Network, LLCEdward Jones08-11-2017
Brian Daniel HaehlWells Fargo Advisors Financial Network, LLCBB&T Investment Services, Inc.12-02-2016
Jeremy Dale SwongerWells Fargo Advisors Financial Network, LLCCetera Investment Services LLC06-16-2016
Michael Dale IsgriggWells Fargo Advisors Financial Network, LLCEdward Jones04-14-2016
Bradley Craig BrailWells Fargo Advisors Financial Network, LLCRaymond James Financial Services, Inc.09-25-2015
Ashley Diane RussellWells Fargo Advisors Financial Network, LLCThe Huntington Investment Company08-14-2015
Eric Wayne WilliamsWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$5005-22-2015
John Arlin SchieveWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$5005-22-2015
Kimberly Annette HughesWells Fargo Advisors Financial Network, LLCFifth Third Securities, Inc.03-13-2015
Eric Douglas MotyckaWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-30-2015
Bryan David PalonisWells Fargo Advisors Financial Network, LLCRaymond James & Associates, Inc.11-01-2013
Jason Dimitri NicoloffWells Fargo Advisors Financial Network, LLCLincoln Financial Advisors Corporation09-20-2013
John Thomas Hays IIIWells Fargo Advisors Financial Network, LLCEdward Jones01-04-2013
Paul Jason KuzemkaWells Fargo Advisors Financial Network, LLCRaymond James & Associates, Inc.01-04-2013
Kenneth Richard Warner Jr.Wells Fargo Advisors Financial Network, LLCMorgan Stanley$4410-03-2012
Ryan Allan KayWells Fargo Advisors Financial Network, LLCEdward Jones04-10-2012
Gregory Scott ReynoldsWells Fargo Advisors Financial Network, LLCEdward Jones02-17-2012
Douglas Alan UmmelWells Fargo Advisors Financial Network, LLCRaymond James Financial Services Advisors, Inc01-21-2011
Joseph Marion SadowskiWells Fargo Advisors Financial Network, LLCEdward Jones$5012-03-2010
Clifford C Greenlee Jr.Wells Fargo Advisors Financial Network, LLCRBC Capital Markets, LLC08-04-2010
Kevin Jay GrantWells Fargo Advisors Financial Network, LLCEdward Jones07-19-2010
Christopher Joseph TapakWells Fargo Advisors Financial Network, LLCJ.J.B. Hilliard, W.L. Lyons, LLC$15011-27-2009
Thomas Edward GregoryWells Fargo Advisors Financial Network, LLCJ.J.B. Hilliard, W.L. Lyons, LLC05-21-2009
Gary Eugene WilliamsWells Fargo Advisors Financial Network, LLCCitigroup Global Markets Inc.04-14-2009
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Showing 1 to 25 of 26 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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