Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Douglas LaneWells Fargo Clearing Services, LLCEdward Jones08-28-2020
Amber KnappWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-22-2020
Michael O JenkinsWells Fargo Clearing Services, LLCInfinex Investments, Inc.04-02-2019
Robert Patrick HigginsWells Fargo Clearing Services, LLCFifth Third Securities, Inc.04-11-2018
Bryan David PalonisWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC$5012-01-2017
David Alexander KlugerWells Fargo Clearing Services, LLCEdward Jones09-29-2017
Troy HartmanWells Fargo Clearing Services, LLCEdward Jones$9208-11-2017
Tamara BrownWells Fargo Clearing Services, LLCLevel Four Advisory Services12-21-2016
Travis Webb CallawayWells Fargo Clearing Services, LLCRaymond James & Associates, Inc.$7809-06-2016
D Mark SmithWells Fargo Clearing Services, LLCCommonwealth Financial Network03-31-2016
John C LillywhiteWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-29-2016
Brian Alan NussbaumWells Fargo Clearing Services, LLCFifth Third Securities, Inc.12-08-2015
Brian Lee CainWells Fargo Clearing Services, LLCLPL Financial LLC08-21-2015
David HeerenWells Fargo Clearing Services, LLCUBS Financial Services Inc.$7511-21-2014
James Ellis PercifieldWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5011-21-2014
Paula BettsWells Fargo Clearing Services, LLCUBS Financial Services Inc.11-21-2014
Brad A HarberWells Fargo Clearing Services, LLCUBS Financial Services Inc.$2511-21-2014
Karen Lynn WolffisWells Fargo Clearing Services, LLCPNC Investments$2507-07-2014
Nicholas Demetrios PitsasWells Fargo Clearing Services, LLCMorgan Stanley$5005-12-2014
Kevin Lewis JohnsonWells Fargo Clearing Services, LLCHighTower Securities, LLC10-08-2013
James Robert Hopkins JrWells Fargo Clearing Services, LLCEdward Jones$1,00003-08-2013
Charles Edward SingerWells Fargo Clearing Services, LLCRobert W. Baird & Co. Incorporated$10002-25-2013
Stephen Wilson Craven SrWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$4005-31-2012
Larry Wayne KirchnerWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$11810-25-2011
Thomas Wayne KirchnerWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00010-25-2011
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.