Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bryan David PalonisWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$10012-01-2017
Loren David Cunnington Jr.Wells Fargo Clearing Services, LLCCetera Investment Services LLC$5001-04-2018
Steven Richard SmithWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10004-16-2009
Johnelle Michael SmithWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10004-16-2009
F. Cameron CefaliWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5004-16-2009
Scott David NoelWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.04-16-2009
Kenneth Eric BallengerWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.03-27-2009
Michael Anthony GrauWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.03-27-2009
David Vaughan Scott Jr.Wells Fargo Clearing Services, LLCCitigroup Global Markets Inc.03-27-2009
George Scott WrayWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5001-09-2009
Donald Mark SmithWells Fargo Clearing Services, LLCCommonwealth Financial Network$2503-31-2016
Allen Fredrick LoechnerWells Fargo Clearing Services, LLCCommonwealth Financial Network$10006-23-2009
David Alexander KlugerWells Fargo Clearing Services, LLCEdward Jones09-29-2017
William David BrutusWells Fargo Clearing Services, LLCEdward Jones04-22-2015
James Robert Hopkins Jr.Wells Fargo Clearing Services, LLCEdward Jones$5003-08-2013
Allen Edward CintasWells Fargo Clearing Services, LLCEdward Jones$1008-19-2011
Brian Alan NussbaumWells Fargo Clearing Services, LLCFifth Third Securities, Inc.12-08-2015
Diana Kay NymanWells Fargo Clearing Services, LLCFintegra, LLC$15009-27-2010
Kevin Lewis JohnsonWells Fargo Clearing Services, LLCHighTower Securities, LLC$2510-08-2013
Michael O. JenkinsWells Fargo Clearing Services, LLCInfinex Investments, Inc.04-02-2019
Tamara BrownWells Fargo Clearing Services, LLCLevel Four Advisory Services12-21-2016
Brian Lee CainWells Fargo Clearing Services, LLCLPL Financial LLC$5008-21-2015
John C LillywhiteWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-29-2016
Stephen Wilson Craven Sr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2505-31-2012
Larry Wayne KirchnerWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10010-25-2011
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Showing 1 to 25 of 41 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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