Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
George Scott WrayWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5001-09-2009
Ralph Duane CroweWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10001-27-2009
Michael William BergerWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1002-06-2009
Kenneth Eric BallengerWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.03-27-2009
Michael Anthony GrauWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.03-27-2009
David Vaughan Scott Jr.Wells Fargo Clearing Services, LLCCitigroup Global Markets Inc.03-27-2009
Steven Richard SmithWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10004-16-2009
Johnelle Michael SmithWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10004-16-2009
F. Cameron CefaliWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5004-16-2009
Scott David NoelWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.04-16-2009
Allen Fredrick LoechnerWells Fargo Clearing Services, LLCCommonwealth Financial Network$10006-23-2009
Jeanette Leann McCormickWells Fargo Clearing Services, LLCRaymond James & Associates, Inc.02-16-2010
Diana Kay NymanWells Fargo Clearing Services, LLCFintegra, LLC$15009-27-2010
Michael Alan LundinWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$5001-03-2011
John Matthew BroughtonWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$1001-03-2011
J Daniel PhilpottWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Chad Edward TedersWells Fargo Clearing Services, LLCRaymond James Financial Services Advisors, Inc$5001-06-2011
Craig Alan BlueWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated$15005-26-2011
Jennifer Lyn JacobsonWells Fargo Clearing Services, LLCPNC Investments07-29-2011
Allen Edward CintasWells Fargo Clearing Services, LLCEdward Jones$1008-19-2011
Larry Wayne KirchnerWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10010-25-2011
Thomas Wayne KirchnerWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-25-2011
Rebecca Ann BerryWells Fargo Clearing Services, LLCPNC Investments10-25-2011
Stephen Wilson Craven Sr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2505-31-2012
Charles Edward SingerWells Fargo Clearing Services, LLCRobert W. Baird & Co. Incorporated$2502-25-2013
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Showing 1 to 25 of 41 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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