Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brooke Vonise MaySanctuary Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5006-14-2019
Elizabeth Emmert EvansSanctuary Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-14-2019
Bruce Edward HooverThe Huntington Investment CompanyWoodbury Financial Services, Inc.06-13-2019
Stephen T. ReisingLPL Financial LLCWaddell & Reed06-07-2019
Brian Paul WestcoatSanctuary Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1,00006-07-2019
Terrance Charles MurraySanctuary Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1,00006-07-2019
Ian Michael McCormickMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5006-07-2019
Dean Paul WeseliGoelzer Investment ManagementWindsor Wealth Management, Inc.06-06-2019
Devin Charles AnthonyMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC06-05-2019
Brendon John PetersPNC InvestmentsCetera Investment Services LLC$1605-31-2019
Kevin Michael McDougallThurston Springer FinancialSanctuary Securities, Inc.$15005-31-2019
Kelly Sue CavanaughFifth Third Securities, Inc.LPL Financial LLC05-30-2019
Alexander W SpainhowardDonaldson Capital Management LLCNorthwestern Mutual Investment Services, LLC05-30-2019
Kameron HelmuthVestia Personal Wealth AdvisorsCetera Investment Services LLC05-28-2019
Kenneth Eugene RineyRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$8605-24-2019
Scott Malcolm WhartonThurston Springer FinancialMML Investors Services, LLC05-23-2019
Pauletta M. RistThurston Springer FinancialAmeriprise Financial Services, LLC05-23-2019
Josiah David LedermanConcorde Investment Services, LLCConcorde Investment Services, LLC05-23-2019
Kenneth Eric FritzOneAmerica Securities, Inc.Ameriprise Financial Services, LLC$5005-22-2019
Beau Alan BlemkerOneAmerica Securities, Inc.NYLIFE Securities LLC05-22-2019
James Alan SchumakerOptivise Advisory Services LLCCambridge Investment Research, Inc.05-22-2019
Carl Joseph GraysonCFD Investments, Inc.W&S Brokerage Services, Inc.05-21-2019
Robert Hall LanePruco Securities, LLC.Brokers International Financial Services, LLC.05-17-2019
Charles Ray HartCXI Advisors, LLCAmeriprise Financial Services, LLC$15005-17-2019
Nicole A. BorenProEquities, Inc.J.J.B. Hilliard, W.L. Lyons, LLC$15005-16-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a ā€œ ā€” ā€œ is listed in the recordā€™s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.