Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard A. SoleimaniPFS Investments Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2019
Michelle L LaycockSanctuary Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-18-2019
Kelli Anne SmothermanSanctuary Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-18-2019
Christopher Dwayne BeanThrivent Investment Management Inc.Northwestern Mutual Investment Services, LLC07-17-2019
Matthew Antonio PostellJ.P. Morgan Securities LLCTD Ameritrade, Inc.07-11-2019
Peter Andrew FreddosoRSM US Wealth Management LLCFidelity Personal and Workplace Advisors07-10-2019
Matthew C. EhmanCharles Schwab & Co., Inc.Cambridge Investment Research, Inc.07-08-2019
Mark William DamerThurston Springer FinancialSanctuary Advisors, LLC$1007-08-2019
William Jefferson MillerStifel, Nicolaus & Company, IncorporatedJ.P. Morgan Securities LLC07-05-2019
Gerald Wayne Childs Sr.W&S Brokerage Services, Inc.Pruco Securities, LLC.07-01-2019
Vincent Joseph Fertitta Jr.Sanctuary Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5007-01-2019
George B. GeorgiadesSanctuary Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10006-28-2019
Victoria GreeneSanctuary Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5006-28-2019
Daniel MaloneyThurston Springer FinancialEdward Jones06-26-2019
Thomas J. ScottCetera Investment Services LLCPNC Investments$15006-25-2019
Edward Wall OchoaLPL Financial LLCAmeriprise Financial Services, LLC$2506-25-2019
Matthew Robert TodtCUNA Brokerage Services, Inc.J.P. Morgan Securities LLC06-24-2019
Christopher Maynard HillSanctuary Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50006-21-2019
Clay Hardin JacksonSanctuary Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-21-2019
John Patrick PolingSanctuary Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-21-2019
Ann D HollisSanctuary Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15006-21-2019
Philip Austin BenavidesSanctuary Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-21-2019
Jonathan M. TrustySanctuary Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-21-2019
Joseph Benjamin FishSanctuary Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-21-2019
Edward Dana BeanPruco Securities, LLC.Ameriprise Financial Services, LLC06-20-2019
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Showing 1 to 25 of 359 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.