Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Karen Sue BleschCommonwealth Financial Network1st Global Capital Corp.03-04-2019
Gabrielle Suzanne LatulipW&S Brokerage Services, Inc.Allstate Financial Services, LLC06-19-2019
Douglas Allen BrackinOneAmerica Securities, Inc.Allstate Financial Services, LLC$10005-09-2019
Wayne Allen PiperOneAmerica Securities, Inc.Allstate Financial Services, LLC$25003-12-2019
Timothy Michael AnneeOneAmerica Securities, Inc.Allstate Financial Services, LLC$10010-25-2018
Nicole Chamberlin McGoffMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmerican Funds Distributors, Inc.10-29-2018
Edward Wall OchoaLPL Financial LLCAmeriprise Financial Services, Inc.06-25-2019
Edward Dana BeanPruco Securities, LLC.Ameriprise Financial Services, Inc.06-20-2019
William Dale RobertsonLPL Financial LLCAmeriprise Financial Services, Inc.$10006-17-2019
Devin Charles AnthonyMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.06-05-2019
Pauletta M. RistThurston Springer FinancialAmeriprise Financial Services, Inc.05-23-2019
Kenneth Eric FritzOneAmerica Securities, Inc.Ameriprise Financial Services, Inc.$50005-22-2019
Angie Messer, Greg RustHilliard LyonsAmeriprise Financial Services, Inc.$18212-14-2018
Yvonne Kathy DeanOneAmerica Securities, Inc.Ameriprise Financial Services, Inc.$50010-30-2018
Eric Thomas HigdonEdward JonesAmeriprise Financial Services, Inc.09-14-2018
Diana Lynn CovellCFD Investments, Inc.Avantax Investment Services, Inc.07-23-2018
Leslie Seawell GarskeCapital Cities InvestmentsAXA Advisors, LLC12-03-2018
Matthew FleckProCourse Fiduciary Advisors, LLCAxia Advisory03-22-2019
Charlsie AshlockColumn Capital Advisors, LLCBKD Wealth Advisors, LLC12-04-2018
Bethany YoungsJ.P. Morgan Securities LLCBMO Harris Financial Advisors, Inc.12-14-2018
Gregory Lewis VayhingerPNC InvestmentsBMO Harris Financial Advisors, Inc.11-14-2018
Scott Dale CarmonyLPL Financial LLCBroker Dealer Financial Services Corp.$10010-11-2018
Linda K. BrouilletteInfinex Investments, Inc.Broker Dealer Financial Services Corp.10-11-2018
Anne Marie MolterInfinex Investments, Inc.Broker Dealer Financial Services Corp.10-11-2018
Robert Hall LanePruco Securities, LLC.Brokers International Financial Services, LLC.05-17-2019
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Showing 1 to 25 of 326 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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