Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andres SalamancaFifth Third Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-14-2019
Buff Dormeier, Donald Dormeier, Laura RoweKingsview Asset ManagementWells Fargo Advisors, LLC$25012-13-2019
Gregory Brian VanwinkleEssex Securities LLCCabot Lodge Securities LLC12-13-2019
Korey GrowNorthwestern Mutual Investment Services, LLCSecurian Financial Services, Inc.12-11-2019
Aaron Bruce OlsonEdward JonesNorthwestern Mutual Investment Services, LLC12-09-2019
Kasey KozlowskiVALIC Financial Advisors, Inc.Edward Jones12-02-2019
Richard A. LitwillerProEquities, Inc.Everence Trust Company12-01-2019
Cletus Jay Schrock Jr.ProEquities, Inc.Everence Trust Company12-01-2019
Christine Lynn SchererProEquities, Inc.Everence Trust Company12-01-2019
Elaine Carol MartinProEquities, Inc.Everence Trust Company12-01-2019
Benjamin Alan SprungerProEquities, Inc.Everence Trust Company12-01-2019
Brandon BlumenhorstJ.P. Morgan Securities LLCEdward Jones11-29-2019
Alisha L. HaleyJ.P. Morgan Securities LLCSchwab Private Client Investment Advisory, Inc.11-27-2019
Joe HillmanTrustWealth Strategies, LLCMML Investors Services, LLC11-26-2019
Larry Glenn JacksonRoyal Alliance Associates, Inc.Pruco Securities, LLC.11-25-2019
Michael Joseph BullickEdward JonesRaymond James Financial Services, Inc.11-22-2019
Joseph Lamont WilliamsFifth Third Securities, Inc.Global Retirement Partners LLC11-22-2019
Erick KeirnAllstate Financial Services, LLCThrivent Investment Management Inc.11-21-2019
Kevin Miles DavisArcher Investment CorporationAvantax Investment Services, Inc.11-20-2019
Gregory Thomas FreemanTrustWealth Strategies, LLCMML Investors Services, LLC11-19-2019
Dawn Michelle ElmoreLPL Financial LLCAmeriprise Financial Services, Inc.11-19-2019
Daniel Alan ShepardLPL Financial LLCAmeriprise Financial Services, Inc.11-19-2019
Jerald Anthony BennettSilver Oak Securities, IncorporatedPrivate Client Services, LLC11-15-2019
Douglas Mark BehrmannThurston Springer FinancialValeo Financial Advisors, LLC11-01-2019
Clifton Douglas HawkinsInfinex Investments, Inc.MML Investors Services, LLC11-01-2019
Next Page »

Showing 1 to 25 of 266 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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