Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Jon EngelstadRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$10008-19-2019
Jodi Ann EngelstadRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$5008-19-2019
Steven A. EngelstadRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$10008-19-2019
Neil Anthony GunterLincoln Financial Advisors CorporationVALIC Financial Advisors, Inc.08-19-2019
Robert E. KollarBenjamin F. Edwards & Company, Inc.Wells Fargo Advisors Financial Network, LLC$1008-19-2019
Matthew R. LiffickMML Investors Services, LLCFirst Allied Securities, Inc.08-16-2019
Casey Ray NelsonEdward JonesKey Investment Services LLC08-16-2019
Steven Mark DaltonLPL Financial LLCSecurities America, Inc.$10008-15-2019
Nathan Wesley PiwowarLPL Financial LLCEdward Jones08-15-2019
Joni Sue CowanCalton & Associates, Inc.Securities America, Inc.08-15-2019
Angela Elizabeth Roxawn Faridnia-BrummLincoln Financial Advisors CorporationVanguard Marketing Corporation08-15-2019
David Norman BrownPruco Securities, LLC.Mutual of Omaha Investor Services, Inc.$5008-15-2019
Kory Joseph FayGoelzer Investment ManagementChange Path LLC08-14-2019
Mark HeipleMariner Wealth AdvisorsTIAA-CREF Individual & Institutional Services, LLC08-13-2019
Nicholas Glen DanielsCFD Investments, Inc.Thrivent Investment Management Inc.08-12-2019
Scott Eric FurbeeKovack Securities Inc.Securities America, Inc.$1008-08-2019
Austin Boone JarrettJ.P. Morgan Securities LLCEdward Jones08-06-2019
John Matthew KerrThurston Springer FinancialEdward Jones$5008-02-2019
Kyle Reed SmithMWA Financial Services Inc.CFD Investments, Inc.08-02-2019
Jayme S. SchwartzenburgLincoln Financial Advisors CorporationNorthwestern Mutual Investment Services, LLC07-31-2019
Jeffrey Jon JohnsonCFD Investments, Inc.J. W. Cole Advisors, Inc.07-30-2019
Courtney Lee JonesSanctuary Securities, Inc.UBS Financial Services Inc.$5007-26-2019
Richard A. SoleimaniPFS Investments Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2019
Michelle L LaycockSanctuary Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-18-2019
Kelli Anne SmothermanSanctuary Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-18-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.