Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Patrick Reynold FultonRaymond James Financial Services, Inc.Edward Jones06-11-2020
John Brock McClainSecurities America, Inc.Voya Financial Advisors, Inc.$5006-10-2020
Cynthia Anne HerronSecurities America, Inc.Liberty Partners Financial Services, LLC$10005-22-2020
Austin Elias DavidLPL Financial LLCSecurities America, Inc.04-30-2020
Matthew PetersonPrime Capital Investment Advisors, LLCCitigroup Global Markets Inc.04-15-2020
Franklin Cruz SantosU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-13-2020
Jill Rene WoodsCFD Investments, Inc.Retirement Plan Advisors, LLC$1,00004-01-2020
Jeffrey C PetersonEdward JonesWells Fargo Clearing Services, LLC$5003-27-2020
Pieter Deran TenbroekCetera Investment Services LLCEdward Jones03-24-2020
Andrew MerchantPrime Capital Investment Advisors, LLCVisionPoint Advisory Group03-21-2020
James Patrick RyanProspera Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC03-20-2020
Lori Lea JohnsonMutual of America Securities LLCVALIC Financial Advisors, Inc.03-19-2020
Enrico Thomas CacciapuotiClient One Securities LLCMutual of Omaha Investor Services, Inc.03-18-2020
Christopher Michael SheridanMutual of America Securities LLCArvest Wealth Management03-18-2020
John Charles Ratliff IIIFCI AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated03-13-2020
Tyson C. CombsCharles Schwab & Co., Inc.TD Ameritrade, Inc.03-06-2020
Steven Joseph FordAmeriprise Financial Services, LLCFirst Command Financial Planning, Inc.03-05-2020
Katherine Kay HagmanAmeriprise Financial Services, LLCCetera Investment Services LLC03-03-2020
Richard Gregory GehringPruco Securities, LLC.Thrivent Investment Management Inc.03-03-2020
Greg Charles GreerClient One Securities LLCLG Advisory Group, LLC02-26-2020
Christopher Shane WilliamsNYLIFE Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-26-2020
Christopher ReschCUSO Financial Services, L.P.Edward Jones02-25-2020
Ian Scott ArcherPruco Securities, LLC.Stone Financial02-24-2020
Dustin Allen StullAmeriprise Financial Services, LLCRaymond James Financial Services, Inc.02-21-2020
Mark Anthony AlbrightRaymond James Financial Services, Inc.Ameriprise Financial Services, LLC$1002-20-2020
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Showing 1 to 25 of 1,903 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.