Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dustin Stefan IngramPruco Securities, LLC.First Command Brokerage Services, Inc.09-24-2020
Brandi Kae MaxwellJ.P. Morgan Securities LLCEdward Jones09-22-2020
Matthew George CulpCommunityAmerica Financial Solutions, LLCPrincipal Securities, Inc.09-16-2020
Christopher Shane WilliamsCommunityAmerica Financial Solutions, LLCNYLIFE Securities LLC09-15-2020
Jeffrey Evan NordtResources Investment AdvisorsTD Ameritrade, Inc.09-14-2020
Brandon StegallThe Retirement Planning Group, Inc.TD Ameritrade, Inc.09-09-2020
Scott Alan HippHeartland Wealth Advisors, LLCCreative Planning09-09-2020
Matthew James TooleyLexAurum Advisors, LLCNorthwestern Mutual Investment Services, LLC09-09-2020
Susan F DavisRaymond James Financial Services, Inc.Edward Jones09-04-2020
Lance Joseph LechtenbergRaymond James Financial Services, Inc.Edward Jones$1009-03-2020
Matthew James BarberaResources Investment AdvisorsRoyal Alliance Associates, Inc.08-03-2020
Deanna Lynn RenfroLPL Financial LLCFirst Allied Securities, Inc.$5008-03-2020
Jennifer Grace BarricklowCetera Investment Services LLCRaymond James Financial Services, Inc.08-03-2020
Conner SmithAmeriprise Financial Services, LLCEdward Jones07-31-2020
Jared Stricklin Darryl Dunn Robert MeederRaymond James & Associates, Inc.UBS Financial Services Inc.$1,20007-30-2020
Robert Alexander MeederRaymond James & Associates, Inc.UBS Financial Services Inc.$5007-30-2020
Deborah Pate DossRaymond James & Associates, Inc.UBS Financial Services Inc.07-30-2020
Darryl Douglas DunnRaymond James & Associates, Inc.UBS Financial Services Inc.$5007-30-2020
Jared StricklinRaymond James & Associates, Inc.UBS Financial Services Inc.$15007-30-2020
Alin Katiraei FrentzenRaymond James & Associates, Inc.UBS Financial Services Inc.07-30-2020
Ronald Layne HendrenNorthwestern Mutual Investment Services, LLCSecurities Service Network, LLC07-29-2020
Justin Wayne MayFarmers Financial Solutions, LLCCountry Capital Management Company07-28-2020
Jason Michael BerveIndependent Financial Group, LLCEdward Jones$2507-24-2020
Carolyn A VertovecPruco Securities, LLC.Fisher Investments07-21-2020
Jason Paul SeeleCambridge Investment Research, Inc.Voya Financial Advisors, Inc.$2507-17-2020
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Showing 1 to 25 of 1,181 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.