Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Melissa Deann ProffittSecurities America, Inc.Summit Brokerage Services, Inc.08-23-2019
Ann Cheryl FrigonFBL Marketing Services, LLCCetera Advisor Networks LLC$5008-19-2019
Ann FrigonFarm Bureau Financial ServicesCarson Wealth Management$10008-16-2019
Terence Michael SharmaMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC07-17-2019
David Lee DammeCetera Advisor Networks LLCFarmers Financial Solutions, LLC07-12-2019
Jace W. ChamplinInsight Financial ServicesAmeritas Investment Corp.06-03-2019
Jason Stuart DalenRBC Capital Markets, LLCUBS Financial Services Inc.05-31-2019
Christopher Michael SheridanArvest Wealth ManagementAmerican Century Investment Services Inc.05-29-2019
Mark Joseph HalpinSA Stone Wealth Management Inc.Royal Alliance Associates, Inc.05-21-2019
Clinton Edward AndersonStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated05-16-2019
Michael Joseph SilvaThe General & Associates LLCGradient Advisors, LLC05-15-2019
Chase Thomas KeelerMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmerican Century Investment Services Inc.05-13-2019
Stuart Joseph BabencoClient One Securities LLCWoodbury Financial Services, Inc.05-06-2019
Timothy P HudsonClient One Securities LLCLPL Financial LLC$2504-29-2019
Shannon Dean StauthLPL Financial LLCRoyal Alliance Associates, Inc.$2204-29-2019
Nicholis Jay ColeMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmerican Century Investment Services Inc.04-29-2019
Michael Todd SissonSecurities America, Inc.Summit Brokerage Services, Inc.$5004-22-2019
Rodney Brian SmithIndependent Financial Group, LLCLPL Financial LLC04-17-2019
Joshua FullerPruco Securities, LLC.Thrivent Investment Management Inc.04-16-2019
Garth Jonathan TerlizziWealthPLAN PartnersLPL Financial LLC04-09-2019
Kathy K. JurgensenClient One Securities LLCSagePoint Financial, Inc.04-08-2019
Shannon Renee BenishSA Stone Wealth Management Inc.Cetera Advisor Networks LLC$5003-25-2019
Damon Mark SchimmingLPL Financial LLCOppenheimer & Co. Inc.$2503-14-2019
David George AntalickCetera Advisors LLCFarmers Financial Solutions, LLC$2503-13-2019
Randall Scott PowellLPL Financial LLCWaterFront Wealth Inc.$1003-07-2019
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Showing 1 to 25 of 961 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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