Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott Matthew BoanFintegra, LLC1st Global Capital Corp.01-02-2014
Tom Kirk, Margaret Dechant, Andrew Mies, Bryan Green, Steve Bahm, Pam Smith, Sarah HamptonMorgan Stanley6 Meridian$2,20009-12-2016
Brigid Anne Jones-MookCreative PlanningAcropolis Investment Management, L.L.C.03-27-2014
Javier E. Cordero CondeResources Investment AdvisorsAdviseMe National Advisors03-27-2017
Timothy Aaron PennerAGH Wealth Advisors, LLCAdvisors Asset Management, Inc.10-04-2013
Jason James SmitkaScout Wealth Management, LLCAE Wealth Management, LLC08-24-2018
Stephen Emerson GwinCFG Retirement Advisors Inc.AE Wealth Management, LLC03-01-2017
Jeffry Alan VogelCFG Retirement Advisors Inc.AE Wealth Management, LLC09-20-2016
Jonathan Michael VogelCFG Retirement Advisors Inc.AE Wealth Management, LLC09-20-2016
Jeffrey Paul SchwebachIndependent Financial Group, LLCAllegiant Securities L.L.C.$10011-12-2010
Timothy Craig MerchantMML Investors Services, LLCAllied Beacon Partners, Inc.12-07-2012
Jon Alexander HorningAXA Advisors, LLCAllstate Financial Services, LLC11-06-2017
Norman J Craig Jr.AXA Advisors, LLCAllstate Financial Services, LLC10-18-2017
Joy WilnerPruco Securities, LLC.Allstate Financial Services, LLC$50005-10-2017
Rahn Edward TiemanHornor, Townsend & Kent, LLCAllstate Financial Services, LLC02-21-2017
Robert Dale OlveraAmeriprise Financial Services, Inc.Allstate Financial Services, LLC01-06-2017
Thomas James QuintrellFarmers Financial Solutions, LLCAllstate Financial Services, LLC06-02-2016
Jon William MunroPrincipal Securities, Inc.Allstate Financial Services, LLC01-04-2016
Bradley Eugene LemmonEdward JonesAllstate Financial Services, LLC$10002-24-2014
Peter Edward BoyackCreative PlanningAmerican Capital Wealth Managers Llc09-20-2011
Christopher Michael SheridanArvest Wealth ManagementAmerican Century Investment Services Inc.05-29-2019
Chase Thomas KeelerMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmerican Century Investment Services Inc.05-13-2019
Nicholis Jay ColeMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmerican Century Investment Services Inc.04-29-2019
Samuel Hiram DominguezCreative PlanningAmerican Century Investment Services Inc.05-24-2018
Nicholas Robert MadlIntellicents Investment Solutions IncAmerican Century Investment Services Inc.02-27-2018
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Showing 1 to 25 of 1,907 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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