Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Greg Hadel, Sean AikmusLPL Financial LLCWoodbury Financial Services, Inc.$16510-21-2019
Aaron Herwig, Jonathan HinesLPL Financial LLCWaddell & Reed$7511-16-2017
Ann FrigonFarm Bureau Financial ServicesCarson Advisory Group$10008-16-2019
Craig KorolLPL Financial LLCSecurities America, Inc.$10004-29-2016
David Neihart, Douglas Royle, Brent Neihart, Camden Fells, Eric Wynkoop, Johnnie HuffAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$36910-06-2017
Gregory Dillard, Matthew GazawayLPL Financial LLCUSAA Financial Advisors, Inc.$9708-29-2016
Jared Stricklin, Darryl Dunn, Robert MeederRaymond James & Associates, Inc.UBS Financial Services Inc.$1,20007-30-2020
Mark Albright, Michael Ward, Andrew Dibble, Cole Dimond, Bob Olvera, Reisha Fregoe, Michael RichardsRaymond James & Associates, Inc.Ameriprise Financial Services, LLC$35002-20-2020
Mark RalstonMorgan StanleyLPL Financial LLC$14307-27-2012
Mike Schaefer, Michael Berges, Dustin McWhirter, Darien Fritts, Steven LundeenAmeriprise Financial Services, LLCWaddell & Reed$15302-20-2015
Patrick FultonRaymond James financial Services, Inc.Edward Jones$17506-11-2020
Pegasus Capital, Trinity Planning,, Stanziola FinancialCommonwealth Financial NetworkLincoln Financial Securities Corporation$37505-11-2012
Rosco HalseyWaddell & ReedEdward Jones$10605-05-2016
Russ Lane, Angie Ford, Andy Massieon, Rob Lane, Steve Adamson, Brian Luther, Grant Lane, Tom Bauer, John Rundle, and Todd AdrianSecurities America, Inc.National Planning Corporation$34007-17-2017
Vincent MorrisTriad Advisors LLCLPL Financial LLC$4,00002-23-2017
William MyersWaddell & ReedLPL Financial LLC$5707-17-2014

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.