Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Clarence MollettMML Investors Services, LLCAXA Advisors, LLC$50001-08-2009
Robert Joseph Hubbard Jr.The O.N. Equity Sales CompanyAXA Advisors, LLC02-13-2009
Teresa Sue Kinney-BishopMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC06-01-2009
Timothy Michael WickeySunrise AdvisorsAXA Advisors, LLC07-20-2009
James Howard MiddlesworthVSR Financial Services, Inc.AXA Advisors, LLC$10008-01-2009
Timothy Joseph GearyVSR Financial Services, Inc.AXA Advisors, LLC$50008-01-2009
James R. Miller IIFBL Marketing Services, LLCAXA Advisors, LLC$10003-17-2010
Derek L KellerMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC$70009-07-2010
Ronald Craig KuhnVSR Financial Services, Inc.AXA Advisors, LLC10-01-2010
Glenn Takagi KishidaVSR Financial Services, Inc.AXA Advisors, LLC11-01-2010
Kevin Yuan Zhong TangVSR Financial Services, Inc.AXA Advisors, LLC11-01-2010
Tracy Dean MavisMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC$50011-05-2010
Kimberly Lou WilsonWaddell & ReedAXA Advisors, LLC11-12-2010
John Howley WhalenVSR Financial Services, Inc.AXA Advisors, LLC11-15-2010
Jay Frederick HaffleySII Investments, Inc.AXA Advisors, LLC01-07-2011
Alan Du TranVSR Financial Services, Inc.AXA Advisors, LLC02-01-2011
David Anthony MehrerAmeriprise Financial Services, Inc.AXA Advisors, LLC$10006-10-2011
Jebtha C. GrahamLPL Financial LLCAXA Advisors, LLC$50011-28-2011
Frank Edward GagnonQuestar Capital CorporationAXA Advisors, LLC$10003-01-2012
Jeffrey L. WettaV Wealth Advisors LLCAXA Advisors, LLC05-01-2012
Brent Douglas ThummelCetera Advisor Networks LLCAXA Advisors, LLC$50005-06-2015
Gregory Robert GoughCetera Advisor Networks LLCAXA Advisors, LLC05-06-2015
Ryan A. BossCetera Advisor Networks LLCAXA Advisors, LLC05-06-2015
Laura Beth Parrish-CoanCetera Advisor Networks LLCAXA Advisors, LLC05-07-2015
James William KennedyCetera Advisor Networks LLCAXA Advisors, LLC05-07-2015
Next Page »

Showing 1 to 25 of 34 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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