Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Russell Bob LovettSecurities America, Inc.Ameriprise Financial Services, Inc.$5010-30-2018
Scott Andrew BefortRBC Capital Markets, LLCAmeriprise Financial Services, Inc.07-05-2018
Heather Noelle HardmanLegacy Financial Strategies, LLCAmeriprise Financial Services, Inc.01-31-2018
Darrel Bruce MarkleyLPL Financial LLCAmeriprise Financial Services, Inc.$15012-11-2017
Claude Anthony HarrisCommerce Brokerage Services, Inc.Ameriprise Financial Services, Inc.10-17-2017
Kenneth Glenn IveyWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$1009-22-2017
Justin Thomas HawksleyCreative Planning, Inc.Ameriprise Financial Services, Inc.09-14-2017
David Patrick DwyerLegacy Financial Strategies, LLCAmeriprise Financial Services, Inc.04-06-2017
Jacob Andrew WattsLegacy Financial Strategies, LLCAmeriprise Financial Services, Inc.04-06-2017
Jeffrey Worth OstranderRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.02-12-2016
Ted Ross EmersonOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.$2511-28-2014
Taylor D GilmoreMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.09-03-2014
Lisa Pelter BaerCetera Advisors LLCAmeriprise Financial Services, Inc.04-25-2014
Robert Franklin AnthonyCetera Advisors LLCAmeriprise Financial Services, Inc.$1006-27-2013
Christian Michael SpurlockEdward JonesAmeriprise Financial Services, Inc.01-18-2013
Aaron Mark AlexanderCommerce Brokerage Services, Inc.Ameriprise Financial Services, Inc.$5010-15-2012
Catherine Ann FosterWaddell & ReedAmeriprise Financial Services, Inc.07-09-2012
Chad Allen BoazEdward JonesAmeriprise Financial Services, Inc.$5006-29-2012
Robert Allen GoodwinRBC Capital Markets, LLCAmeriprise Financial Services, Inc.01-23-2012
Jared Mark GudenkaufMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.$2502-25-2011
Amber Nicole GriffisMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.02-25-2011
Deidra Rae HunnMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.02-25-2011
Kevin Coffey BlickMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.02-25-2011
Jason Allen LewisTD Ameritrade Investment Management, LLCAmeriprise Financial Services, Inc.04-06-2010

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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