Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Redginal Van Van JohnsonNational Planning CorporationAmeriprise Financial Services, Inc.03-06-2009
Victor Jay EdwardsEdward JonesAmeriprise Financial Services, Inc.01-19-2010
Jason Allen LewisTD Ameritrade Investment Management, LLCAmeriprise Financial Services, Inc.04-06-2010
Amber Nicole GriffisMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.$10002-25-2011
Jared Mark GudenkaufMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.$25002-25-2011
Deidra Rae HunnMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.$25002-25-2011
Kevin Coffey BlickMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.$50002-25-2011
Robert Dean Harris Jr.Waddell & ReedAmeriprise Financial Services, Inc.$50008-01-2011
Judy S JollyWaddell & ReedAmeriprise Financial Services, Inc.11-09-2011
Robert Allen GoodwinRBC Capital Markets, LLCAmeriprise Financial Services, Inc.$55001-23-2012
Spencer Curtis ChristiansenMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.03-09-2012
Aaron Steven HerwigWaddell & ReedAmeriprise Financial Services, Inc.$10003-14-2012
Joshua Carter WardWaddell & ReedAmeriprise Financial Services, Inc.$10005-09-2012
Chad Allen BoazEdward JonesAmeriprise Financial Services, Inc.$50006-29-2012
Catherine Ann FosterWaddell & ReedAmeriprise Financial Services, Inc.07-09-2012
James Francis MancusoCetera Advisors LLCAmeriprise Financial Services, Inc.$10008-27-2012
Derick Wayne WaltersIndependent Financial PartnersAmeriprise Financial Services, Inc.08-27-2012
Aaron Mark AlexanderCommerce Brokerage Services, Inc.Ameriprise Financial Services, Inc.$50010-15-2012
Michael Gene RussellIndependent Financial PartnersAmeriprise Financial Services, Inc.10-22-2012
Deborah Ann KnightWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Ameriprise Financial Services, Inc.11-15-2012
Thomas Aquinas Cavaliere IIIPrivate Advisor Group, LLCAmeriprise Financial Services, Inc.12-17-2012
Christian Michael SpurlockEdward JonesAmeriprise Financial Services, Inc.01-18-2013
Jeffrey Mansfield MccrackenWaddell & ReedAmeriprise Financial Services, Inc.04-17-2013
Scott Nelson KalivodaPruco Securities, LLC.Ameriprise Financial Services, Inc.$50005-29-2013
Robert Franklin AnthonyCetera Advisors LLCAmeriprise Financial Services, Inc.$10006-27-2013
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Showing 1 to 25 of 52 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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