Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William David McdonaldVALIC Financial Advisors, Inc.Edward Jones11-11-2013
Westin Ryan WeeastMorgan StanleyEdward Jones01-08-2019
Victor Jay EdwardsLPL Financial LLCEdward Jones11-02-2015
Victor Jay EdwardsAmeriprise Financial Services, Inc.Edward Jones11-06-2009
Tyler Edward SchultzSecurities America, Inc.Edward Jones$25003-01-2014
Trent T WanamakerLPL Financial LLCEdward Jones12-16-2011
Trent Lyndon WoodcockAvantax Investment Services, Inc.Edward Jones09-12-2017
Travis J BartlettNYLIFE Securities LLCEdward Jones$10008-13-2013
Tony Jay ThomasIndependent Financial Group, LLCEdward Jones$12410-21-2019
Todd Christian EricsonStepp & Rothwell IncEdward Jones07-29-2015
Tobias P. SchefflerPruco Securities, LLC.Edward Jones10-14-2016
Thomas James TkachukSecurian Financial Services, Inc.Edward Jones08-06-2014
Susan Ann DawsonPruco Securities, LLC.Edward Jones10-08-2019
Stuart Evan SmithCUSO Financial Services, L.P.Edward Jones05-09-2016
Steven William FreebergOppenheimer & Co. Inc.Edward Jones$10010-28-2016
Steven Brian BrownGWFS Equities, Inc.Edward Jones01-09-2019
Stephen Matthew BrownThe O.N. Equity Sales CompanyEdward Jones09-02-2009
Shawn Boyd ShepherdLPL Financial LLCEdward Jones03-28-2013
Scott Charles McEwenLPL Financial LLCEdward Jones$10011-05-2018
Scott Bradley LopezINVEST Financial CorporationEdward Jones10-19-2016
Russell Donald RhodesClient One Securities LLCEdward Jones10-17-2018
Ross William HalseyWaddell & ReedEdward Jones$15005-05-2016
Roger Kent RatliffCetera Advisors LLCEdward Jones$75001-10-2014
Robert Dale HeinzmanThrivent Investment Management Inc.Edward Jones$10009-22-2014
Robert Dale HeinzmanAmeritas Investment Corp.Edward Jones02-04-2009
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Showing 1 to 25 of 76 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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