Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Victor Jay EdwardsLPL Financial LLCEdward Jones11-02-2015
Tony Jay ThomasIndependent Financial Group, LLCEdward Jones$12410-21-2019
Todd Christian EricsonStepp & Rothwell IncEdward Jones07-29-2015
Tobias P SchefflerPruco Securities, LLC.Edward Jones10-14-2016
Timothy S CarlinV Wealth Advisors LLCEdward Jones$4011-27-2019
Susan F DavisRaymond James Financial Services, Inc.Edward Jones09-04-2020
Steven Brian BrownGWFS Equities, Inc.Edward Jones01-09-2019
Stacey Robert AlanThe O.N. Equity Sales CompanyEdward Jones05-15-2020
Scott Charles McEwenLPL Financial LLCEdward Jones$10011-05-2018
Ross William HalseyWaddell & ReedEdward Jones$15005-05-2016
Rosco HalseyWaddell & ReedEdward Jones$10605-05-2016
Richard Scott KaufmannLPL Financial LLCEdward Jones11-05-2009
Preston Lynn KlickLPL Financial LLCEdward Jones$10005-25-2012
Pieter Deran TenbroekCetera Investment Services LLCEdward Jones03-24-2020
Patrick Reynold FultonRaymond James Financial Services, Inc.Edward Jones06-11-2020
Patrick FultonRaymond James financial Services, Inc.Edward Jones$17506-11-2020
Norma Jo KnoxOppenheimer & Co. Inc.Edward Jones02-16-2009
Michael Wayne ThornhillWaddell & ReedEdward Jones11-01-2013
Michael P AxlineFBL Marketing Services, LLCEdward Jones03-13-2014
Mark Robert BrosaAmeriprise Financial Services, LLCEdward Jones04-17-2020
Lori Ann RichardsonAmeriprise Financial Services, LLCEdward Jones11-12-2009
Lance Joseph LechtenbergRaymond James Financial Services, Inc.Edward Jones$1009-03-2020
Jimmie David Pitzer JrThe O.N. Equity Sales CompanyEdward Jones12-01-2015
Jay Douglas LottererAmeriprise Financial Services, LLCEdward Jones01-23-2015
Jason Richard HuppWaddell & ReedEdward Jones12-11-2015
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Showing 1 to 25 of 44 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.