Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Allie C. RiveraResources Investment AdvisorsLPL Financial LLC09-19-2018
Andrew David RogersLegacy Financial Strategies, LLCLPL Financial LLC11-06-2019
Ann Cheryl FrigonCetera Advisor Networks LLCLPL Financial LLC08-28-2017
Anna C BerezowCreative PlanningLPL Financial LLC07-14-2017
Anthony Michael FranchimoneResources Investment AdvisorsLPL Financial LLC$15012-05-2018
Barbara Darlene BrewerAXA Advisors, LLCLPL Financial LLC08-06-2018
Billie Marie FabregatINVEST Financial CorporationLPL Financial LLC06-29-2017
Bradley Alan BinkleyClient One Securities LLCLPL Financial LLC01-02-2013
Brent Allen McCuneSecurities America, Inc.LPL Financial LLC$2511-10-2016
Brian Bertron WestemeyerInvestors Capital Corp.LPL Financial LLC$15001-04-2016
Brian Michael NelsonCambridge Investment Research, Inc.LPL Financial LLC09-21-2015
Bruce Wayne GlennCommonwealth Financial NetworkLPL Financial LLC07-16-2012
Christopher M. BeesleyCreative PlanningLPL Financial LLC05-02-2017
Daniel R. CasellaResources Investment AdvisorsLPL Financial LLC09-21-2018
Darrell Thomas AlfordResources Investment AdvisorsLPL Financial LLC$5012-03-2018
Darren J. BurkeResources Investment AdvisorsLPL Financial LLC12-03-2018
David Bruce UtterResources Investment AdvisorsLPL Financial LLC$15012-04-2018
David Scott HindersteinResources Investment AdvisorsLPL Financial LLC$17809-19-2018
David Tyler MoreheadResources Investment AdvisorsLPL Financial LLC12-03-2018
Debra Jane ChristiansenCetera Advisor Networks LLCLPL Financial LLC$5007-27-2015
Evan Daniel KressResources Investment AdvisorsLPL Financial LLC12-03-2018
Garth Jonathan TerlizziWealthPLAN PartnersLPL Financial LLC$10004-09-2019
Gilbert Michael SabatkaBerthel, Fisher & Company Financial Services, Inc.LPL Financial LLC$2504-27-2010
Grant Stephen ArendsInvestors Capital Corp.LPL Financial LLC$15001-04-2016
Jack Duncan McInnes IVM Holdings Securities, Inc.LPL Financial LLC04-10-2017
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Showing 1 to 25 of 66 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.