Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rodney Brian SmithIndependent Financial Group, LLCLPL Financial LLC04-17-2019
Garth Jonathan TerlizziWealthPLAN PartnersLPL Financial LLC04-09-2019
John J. ErnyInfinex Investments, Inc.LPL Financial LLC05-02-2018
Ryan P. KaszyckiCreative Planning, Inc.LPL Financial LLC09-14-2017
Ann Cheryl FrigonCWM, LLCLPL Financial LLC08-28-2017
Christopher M. BeesleyCreative Planning, Inc.LPL Financial LLC05-02-2017
Thomas Erwin MunkerClient One Securities LLCLPL Financial LLC12-23-2015
Michael Douglas GoostreeCommonwealth Financial NetworkLPL Financial LLC12-16-2015
Michael Tobias GoostreeCommonwealth Financial NetworkLPL Financial LLC12-16-2015
Leslie L MorrisCambridge Investment Research, Inc.LPL Financial LLC09-21-2015
Matthew J ThiessenCambridge Investment Research, Inc.LPL Financial LLC09-21-2015
Richard Scott RobinsonClient One Securities LLCLPL Financial LLC04-15-2014
Bradley Alan BinkleyClient One Securities LLCLPL Financial LLC01-02-2013
Bruce Wayne GlennCommonwealth Financial NetworkLPL Financial LLC07-16-2012
Jeffrey Adam ChristensenEdward JonesLPL Financial LLC06-15-2012
Robert Joseph McCarthyCreative Planning, Inc.LPL Financial LLC10-27-2009
Mark J HenkeCreative Planning, Inc.LPL Financial LLC10-27-2009
Tristan Wayne TalleyTriad Advisors LLCLPL Financial LLC$2302-16-2017
Timothy P HudsonClient One Securities LLCLPL Financial LLC$2504-29-2019
Larry Glen StatonCambridge Investment Research, Inc.LPL Financial LLC$2509-21-2015
Travis A PeterGeneos Wealth Management, Inc.LPL Financial LLC$2509-19-2014
James Louis CattaneoTriad Advisors LLCLPL Financial LLC$5003-16-2017
Debra Jane ChristiansenCetera Advisor Networks LLCLPL Financial LLC$5007-27-2015
Mark Richard RalstonMorgan StanleyLPL Financial LLC$10007-27-2012

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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