A PHP Error was encountered

Severity: Notice

Message: Trying to get property of non-object

Filename: models/simple_app_model.php

Line Number: 1563

A PHP Error was encountered

Severity: Warning

Message: Invalid argument supplied for foreach()

Filename: models/simple_app_model.php

Line Number: 1476

Advisers on the Move - InvestmentNews

Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q2 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Wayne HoglundLewer Financial Advisors, LLCMML Investors Services, LLC01-06-2020
Nate Michael GeistLewer Financial Advisors, LLCMML Investors Services, LLC12-23-2019
Tysyn HartmanCommunityAmerica Financial Solutions, LLCMML Investors Services, LLC12-12-2019
Brian John BrechlerChange Path LLCMML Investors Services, LLC12-09-2019
Clayton Douglas TurnerChange Path LLCMML Investors Services, LLC12-09-2019
Daniel Stuart WatsonResources Investment AdvisorsMML Investors Services, LLC02-26-2019
Aaron Wayne RocheOneAmerica Securities, Inc.MML Investors Services, LLC02-07-2019
Andrew Paul CongletonChange Path LLCMML Investors Services, LLC$1009-24-2018
Chad Matthew GloverSecurities America, Inc.MML Investors Services, LLC$5006-07-2018
Kyle Steele YoungerSecurities America, Inc.MML Investors Services, LLC06-07-2018
Timothy Craig MerchantSecurities America, Inc.MML Investors Services, LLC05-21-2018
Jeffrey Martin NorrisNYLIFE Securities LLCMML Investors Services, LLC09-20-2017
Mark Stanford SaperMutual Securities, Inc.MML Investors Services, LLC09-15-2017
Robert Dwight PfrommAllstate Financial Services, LLCMML Investors Services, LLC06-20-2017
Michael Vincent RonanAllstate Financial Services, LLCMML Investors Services, LLC05-05-2017
Michael Stephan ProctorLeading Edge Financial PlanningMML Investors Services, LLC04-07-2017
Randall David JohnsonCommonwealth Financial NetworkMML Investors Services, LLC$3210-20-2016
Fate Kellum SpurlockAmeritas Investment Company, LLCMML Investors Services, LLC07-20-2016
Kenneth Dale FrasierFidelity Brokerage Services LLCMML Investors Services, LLC08-12-2013
Lori D DuggerBancWest Investment Services, Inc.MML Investors Services, LLC06-13-2013
Melissa Jane Wright-MorrisonCountry Capital Management CompanyMML Investors Services, LLC11-02-2012
Chad Ryan EsslingerNorthwestern Mutual Investment Services, LLCMML Investors Services, LLC03-13-2012
Teal Anderson WilliamsPrincipal Securities, Inc.MML Investors Services, LLC03-01-2011

Showing 1 to 23 of 23 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.