Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason Charles WidlerCambridge Investment Research, Inc.MML Investors Services, LLC01-22-2013
Noel Colin RoachCambridge Investment Research, Inc.MML Investors Services, LLC01-22-2013
Ryan Thomas JohnsonCambridge Investment Research, Inc.MML Investors Services, LLC$5001-22-2013
Kenneth Dale FrasierFidelity Brokerage Services LLCMML Investors Services, LLC08-12-2013
Fate Kellum SpurlockAmeritas Investment Company, LLCMML Investors Services, LLC$15007-20-2016
Randall David JohnsonCommonwealth Financial NetworkMML Investors Services, LLC$3210-20-2016
Michael Stephan ProctorLeading Edge Financial PlanningMML Investors Services, LLC04-07-2017
Michael Vincent RonanAllstate Financial Services, LLCMML Investors Services, LLC05-05-2017
Jeffrey Martin NorrisNYLIFE Securities LLCMML Investors Services, LLC09-20-2017
David Wayne BanningFBL Marketing Services, LLCMML Investors Services, LLC10-03-2017
Timothy Craig MerchantSecurities America, Inc.MML Investors Services, LLC05-21-2018
Chad Matthew GloverSecurities America, Inc.MML Investors Services, LLC06-07-2018
Kyle Steele YoungerSecurities America, Inc.MML Investors Services, LLC06-07-2018
Andrew Paul CongletonChange Path LLCMML Investors Services, LLC$1009-24-2018
Daniel Stuart WatsonResources Investment AdvisorsMML Investors Services, LLC02-26-2019
Brian John BrechlerClient One Securities LLCMML Investors Services, LLC12-09-2019
Clayton Douglas TurnerClient One Securities LLCMML Investors Services, LLC12-09-2019
Tysyn HartmanCommunityAmerica Financial Solutions, LLCMML Investors Services, LLC12-12-2019
Nate Michael GeistLewer Financial Advisors, LLCMML Investors Services, LLC12-23-2019
Joseph Wayne HoglundLewer Financial Advisors, LLCMML Investors Services, LLC01-06-2020
Katherine Elizabeth BennettCambridge Investment Research, Inc.MML Investors Services, LLC04-24-2020

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.