Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Weldon Terry AbellLPL Financial LLCNational Planning Corporation11-29-2017
Terry Ray DolloffCambridge Investment Research, Inc.National Planning Corporation$2511-06-2017
Pedro Antonio MartinezSecurities Service Network, LLCNational Planning Corporation$13510-30-2017
Lawrence William BroxtermanSecurities Service Network, LLCNational Planning Corporation$5010-30-2017
Thomas Ray StarkInsight Financial ServicesNational Planning Corporation10-27-2017
Darrel George YoungRoyal Alliance Associates, Inc.National Planning Corporation10-25-2017
Redginal Van JohnsonIndependent Financial Group, LLCNational Planning Corporation10-17-2017
James Lee BlosserSecurities America, Inc.National Planning Corporation$2510-16-2017
Joseph Marinus PaulieRoyal Alliance Associates, Inc.National Planning Corporation10-16-2017
Kurtis R. MarozasRoyal Alliance Associates, Inc.National Planning Corporation10-16-2017
Paul Arthur HonakerHD Vest Investment ServicesNational Planning Corporation09-28-2017
Vincent Edwin FosterCambridge Investment Research, Inc.National Planning Corporation$1509-22-2017
Kendall Ray CurryCambridge Investment Research, Inc.National Planning Corporation$1009-15-2017
Walter Ezra JamisonCambridge Investment Research, Inc.National Planning Corporation$1009-15-2017
Christopher Allan AdamsCambridge Investment Research, Inc.National Planning Corporation09-15-2017
Kevin Christopher BruceCambridge Investment Research, Inc.National Planning Corporation09-15-2017
Russell Eugene LaneSecurities America, Inc.National Planning Corporation$5007-17-2017
Andrew Noble MassieonSecurities America, Inc.National Planning Corporation$5007-17-2017
Robert Renner LaneSecurities America, Inc.National Planning Corporation07-17-2017
Steven Q. AdamsonSecurities America, Inc.National Planning Corporation07-17-2017
Todd P. AdrianSecurities America, Inc.National Planning Corporation07-17-2017
John A. RundleSecurities America, Inc.National Planning Corporation07-17-2017
Jeffrey Paul ErnestBarber Financial GroupNational Planning Corporation06-06-2016
Craig James SneddenBarber Financial GroupNational Planning Corporation04-13-2016
Paul Wadsworth Pendorf IIIndependent Financial Group, LLCNational Planning Corporation10-06-2010
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Showing 1 to 25 of 33 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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